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%$Header: /home/dashley/cvsrep/e3ft_gpl01/e3ft_gpl01/dtaipubs/esrgubka/c_fry0/c_fry0.tex,v 1.7 2004/03/17 01:37:52 dtashley Exp $
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\chapter{\cfryzerolongtitle{}}
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\label{cfry0}
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\beginchapterquote{``\ldots{} Beauty is the first test: there is no permanent
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place in the world for ugly mathematics.''}
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{G. H. Hardy \cite[p.85]{bibref:b:mathematiciansapology:1940}}
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\index{Hardy, G. H.}
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\section{Introduction}
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%Section Tag: INT
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\label{cfry0:sint}
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The \emph{Farey series
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of order $N$},\index{Farey series} denoted $F_{N}$,\index{F@$F_N$}
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is the ordered set of all irreducible
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rational numbers $h/k$ in the interval
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[0,1]
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with denominator $k\leq N$.
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As examples, the Farey series of
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orders 1 through 7, $F_1$ through $F_7$, are shown
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in (\ref{eq:cfry0:sint:eq0001a}) through (\ref{eq:cfry0:sint:eq0001g}).
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\begin{equation}
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\label{eq:cfry0:sint:eq0001a}
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F_1 = \left\{ {\frac{0}{1},\frac{1}{1}} \right\}
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\end{equation}
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\begin{equation}
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\label{eq:cfry0:sint:eq0001b}
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F_2 = \left\{ {\frac{0}{1},\frac{1}{2},\frac{1}{1}} \right\}
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\end{equation}
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\begin{equation}
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\label{eq:cfry0:sint:eq0001c}
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F_3 = \left\{ {\frac{0}{1},\frac{1}{3},\frac{1}{2},
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\frac{2}{3},\frac{1}{1}} \right\}
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\end{equation}
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\begin{equation}
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\label{eq:cfry0:sint:eq0001d}
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F_4 = \left\{ {\frac{0}{1},\frac{1}{4},
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\frac{1}{3},\frac{1}{2},
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\frac{2}{3},\frac{3}{4},
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\frac{1}{1}} \right\}
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\end{equation}
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\begin{equation}
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\label{eq:cfry0:sint:eq0001e}
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F_5 = \left\{ {\frac{0}{1},\frac{1}{5},\frac{1}{4},
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\frac{1}{3},\frac{2}{5},\frac{1}{2},
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\frac{3}{5},\frac{2}{3},\frac{3}{4},
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\frac{4}{5},\frac{1}{1}} \right\}
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\end{equation}
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\begin{equation}
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\label{eq:cfry0:sint:eq0001f}
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F_6 = \left\{ {\frac{0}{1},\frac{1}{6},\frac{1}{5},
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\frac{1}{4},
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\frac{1}{3},\frac{2}{5},\frac{1}{2},
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\frac{3}{5},\frac{2}{3},
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\frac{3}{4},
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\frac{4}{5},
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\frac{5}{6},\frac{1}{1}} \right\}
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\end{equation}
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\begin{equation}
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\label{eq:cfry0:sint:eq0001g}
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F_7 = \left\{ {\frac{0}{1},\frac{1}{7},\frac{1}{6},\frac{1}{5},
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\frac{1}{4},\frac{2}{7},
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\frac{1}{3},\frac{2}{5},\frac{3}{7},\frac{1}{2},
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\frac{4}{7},\frac{3}{5},\frac{2}{3},
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\frac{5}{7},\frac{3}{4},
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\frac{4}{5},
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\frac{5}{6},\frac{6}{7},\frac{1}{1} } \right\}
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\end{equation}
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The distribution of Farey rational numbers in
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[0,1] is repeated
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in any
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$[i,i+1]$, $i\in \vworkintset$; so that the distribution of
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Farey rationals in [0,1] supplies complete
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information about the distribution in
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all of $\vworkrealset$. We
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occasionally abuse the proper nomenclature by referring
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to sequential rational numbers outside the
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interval [0,1] as Farey terms or as part of
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$F_N$, which, technically, they are not.
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All of the results presented in
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this chapter, with the exception of results concerning the number
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of terms, can be shown to apply
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everywhere in $\vworkrealsetnonneg$, so this abuse
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is not harmful.
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The study of the Farey series is a topic from number theory
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(a branch of mathematics). The Farey series finds application
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in microcontroller work because very often it is economical
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to linearly scale an integer $x$ using a rational approximation
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of the form $\lfloor hx/k \rfloor$, $h \in \vworkintsetnonneg$,
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$k \in \vworkintsetpos$ (a single integer multiplication followed by
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a single integer division with the remainder discarded).
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The economy of this type of linear scaling comes about because
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many microcontrollers have integer multiplication and division
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instructions. However, the technique requires that we be
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able to choose $h$ and $k$ so as to place $h/k$ as close
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as possible to the real number $r_I$ that we wish to
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approximate; always subject to the constraints
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$h \leq{} h_{MAX}$ and $k \leq k_{MAX}$ (since microcontroller
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multiplication and division instructions are constrained in
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the size of the operands they can accomodate).
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Without the relevant results from number theory, it is
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very difficult to find the rational numbers $h/k$:
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$h \in \vworkintsetnonneg, \leq{} h_{MAX}$, $k \in \vworkintsetpos, \leq k_{MAX}$
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closest to
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an arbitrary $r_I \in \vworkrealsetnonneg$, even for moderate
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choices of $h_{MAX}, k_{MAX}$ (see Example \ref{ex:cfry0:sint:01}).
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A poorly-written brute-force
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algorithm might iterate over all $h$ and all $k$ to find the
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rational numbers closest to $r_I$; and thus might be
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approximately $O(h_{MAX} k_{MAX})$. A refined brute-force
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algorithm might refine the search and be approximately
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$O(min(h_{MAX}, k_{MAX}))$. However, for implementation on powerful
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computers which have machine instructions to multiply and
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divide large integers, or for extended-precision integer arithmetic, even algorithms
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which are $O(min(h_{MAX}, k_{MAX}))$ are not practical. The best
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algorithm presented in this work (utilizing the
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framework of continued fractions), is $O(log \; max(h_{MAX}, k_{MAX}))$,
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and so is practical even for very large $h_{MAX}$ and $k_{MAX}$.
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\begin{vworkexamplestatement}
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\label{ex:cfry0:sint:01}
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Find the rational numbers
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$h/k$ which enclose $1/e \approx 0.3678794412$
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subject to the constraint $k \leq 2^{16} - 1 = 65\vworkthousandsdigsepinmathmode{}535$.%
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\footnote{This example is intended to demonstrate the difficulty of
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finding suitable rational numbers near an arbitrary $r_I$ without the
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relevant results from number theory.}
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\end{vworkexamplestatement}
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\begin{vworkexampleparsection}{Solution}
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$1/e$ is irrational, and so has left and right neighbors in
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the Farey series of any order. Using algorithms that will be presented later in the
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work, these two enclosing rational numbers subject to the
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constraint $k \leq 2^{16}-1$ are
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$18\vworkthousandsdigsepinmathmode{}089/49\vworkthousandsdigsepinmathmode{}171$
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and
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$9\vworkthousandsdigsepinmathmode{}545/25\vworkthousandsdigsepinmathmode{}946$.
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\end{vworkexampleparsection}
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\vworkexamplefooter{}
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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\section{History Of The Farey Series}
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%Section tag: HFS
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\index{Farey series!history of}
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The Farey series owes its name to John Farey,
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\index{Farey, John} a British geologist who in 1816
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published the statement to the effect that in the Farey series the middle
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of any three consecutive terms is the mediant of the other two
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\cite{bibref:w:CutTheKnotMainPage}\footnote{\label{fn:cfry0:hfs01}Exact URL:
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\texttt{http://www.cut-the-knot.com/blue/FareyHistory.html}.} (Thm.
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\ref{thm:cfry0:spfs:03} in this work).
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However, many mathematicians
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believe that credit for the Farey series is misplaced, and that the
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series should not have been named after Farey. In
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\emph{A Mathematician's Apology}
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\cite[pp. 81-82]{bibref:b:mathematiciansapology:1940},
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Hardy cites the Farey series as one of the rare examples in scientific
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history where credit is misplaced:
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\begin{indentedquote}
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``\ldots{} Farey is immortal because he failed to understand a theorem
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which Haros had proved perfectly fourteen years
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before \ldots{} but on the whole the history of science is fair, and
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this is particularly
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true in mathematics \ldots{} and the men who are remembered are almost
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always the men who merit it.''
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\end{indentedquote}
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Hardy and Wright also provide a footnote about the history
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of the Farey series, \cite[pp. 36-37]{bibref:b:HardyAndWrightClassic}:
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\begin{indentedquote}
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``The history of the Farey series is very curious.
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Theorems 28 and 29\footnote{Theorems
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\ref{thm:cfry0:spfs:02} and \ref{thm:cfry0:spfs:03},
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respectively, in this chapter.} seem to have been stated and proved first by
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Haros in 1802; see Dickson, \emph{History}, i. 156.
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Farey did not publish anything on the subject until
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1816, when he stated Theorem 29 in a note in the
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\emph{Philosophical Magazine}. He gave no proof, and it is unlikely that he
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had found one, since he seems to have been at the best an
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indifferent mathematician.
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Cauchy, however, saw Farey's statement, and supplied the
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proof (\emph{Exercices de math\'ematiques}, i. 114-116). Mathematicians
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generally have followed Cauchy's example in attributing the results to
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Farey, and the results will no doubt continue to bear his name.''
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\end{indentedquote}
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\cite{bibref:w:CutTheKnotMainPage}$^{\ref{fn:cfry0:hfs01}}$ contains the best
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account of the history of the Farey series on the Web (and contains
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information on many other
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interesting topics related to mathematics and number theory, as well). At this
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site, Dr. Alexander Bogomolny
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\index{Bogomolny, Alexander} has included John Farey's
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original letter to the \emph{Philosophical Magazine}, and much historical
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and human perspective. This site is highly recommended for anyone who has
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an interest in mathematics, number theory, and history.
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
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\section{Properties Of Terms Of The Farey Series}
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%Section tag: PFS
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\index{Farey series!properties of}
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In Section \ref{cfry0:sint}, we hinted that the properties
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of the Farey series (which, technically,
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consists of irreducible rational numbers $h/k$
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only in $[0,1]$) hold in any interval $[n,n+1]$,
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$n \in \vworkintsetpos$. We would first like to show
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that if $h/k \in [0,1]$ is irreducible, then
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any of its corresponding rational numbers $(h+ik)/k$ in
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$[i,i+1]$, $i \in \vworkintsetpos$ are also irreducible.
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\begin{vworktheoremstatement}
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\label{thm:cfry0:spfs:01}
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Iff $h/k$, $k \in \vworkintsetpos$, $h \in \{0, 1, \ldots{}, k\}$
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is irreducible, then
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\begin{equation}
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\frac{h}{k} + i = \frac{h + ik}{k}
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\end{equation}
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is also irreducible for $i \in \vworkintsetnonneg$.
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\end{vworktheoremstatement}
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\begin{vworktheoremproof}
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Let $\{p_k^{a_k}\} = p_1^{a_1} p_2^{a_2} \ldots{} p_M^{a_M}$ be the prime
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factorization of $h$.
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Let $\{q_k^{b_k}\} = q_1^{b_1} q_2^{b_2} \ldots{} q_M^{b_M}$ be the prime
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factorization of $k$. The coprimality of $h$ and $k$ ensures that
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$\{p_k^{a_k}\} \bigcap \{q_k^{b_k}\} = \oslash$. We are interested in the
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irreducibility (or lack thereof) of
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\begin{equation}
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\label{eq:cfry0:spfs:01}
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\frac{h}{k} + i =
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\frac{p_1^{a_1} p_2^{a_2} \ldots{} p_M^{a_M} +
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i(q_1^{b_1} q_2^{b_2} \ldots{} q_N^{b_N})}
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{q_1^{b_1} q_2^{b_2} \ldots{} q_N^{b_N}}
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\end{equation}
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In order for the expression in (\ref{eq:cfry0:spfs:01}) to be reducible,
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it is necessary for at least one $q_k \in \{q_1, q_2, \ldots{}, q_N\}$
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to divide the numerator, which is possible only if
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$\{p_k\} \bigcap \{q_k\} \neq \oslash$. (The degenerate cases
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of $h=1$ or $k=1$ are left for the reader as
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Exercise \ref{exe:cfry0:sexe0:01}.)
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\end{vworktheoremproof}
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\begin{vworktheoremparsection}{Remarks}
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On the other hand, if $h/k$ is reducible, let
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$\{p_k^{a_k}\} = p_1^{a_1} p_2^{a_2} \ldots{} p_M^{a_M}$
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be the prime factors of $h$ which do not appear in $k$, let
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$\{q_k^{b_k}\} = q_1^{b_1} q_2^{b_2} \ldots{} q_N^{b_N}$
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be the prime factors of $k$ which do not appear in $h$,
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and let
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$\{s_k^{c_k}\} = s_1^{c_1} s_2^{c_2} \ldots{} s_L^{c_L}$
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be the prime factors which appear in both $h$ and $k$.
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We are interested in the irreducibility (or lack thereof)
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of
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\begin{equation}
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\label{eq:cfry0:spfs:02}
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\frac{h}{k} + i =
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\frac{ \{ s_k^{c_k} \} \{ p_k^{a_k} \} + i \{ s_k^{c_k} \} \{ q_k^{b_k} \} }
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{ \{ s_k^{c_k} \} \{ q_k^{b_k} \} }.
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\end{equation}
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It is clear that any choice of
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$i \in \vworkintsetnonneg$ will allow $\{s_k^{c_k}\}$
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to divide both the numerator and the denominator.
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\end{vworktheoremparsection}
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\vworktheoremfooter{}
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\index{rational number!comparison of}
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Very frequently, it is necessary to compare rational numbers
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to determine if they are equal; and if not, which is larger.
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This need occurs both in symbolic manipulation (derivations and
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proofs), and in calculations. We present a property which is
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useful for comparison of non-negative rational numbers.
|
300 |
|
|
|
301 |
|
|
\begin{vworklemmastatement}
|
302 |
|
|
\label{lem:cfry0:spfs:02b}
|
303 |
|
|
For $a,c \geq 0$ and $b,d > 0$,
|
304 |
|
|
|
305 |
|
|
\begin{equation}
|
306 |
|
|
\begin{array}{lr}
|
307 |
|
|
\displaystyle{\frac{a}{b} < \frac{c}{d}}, & iff \;\; ad < bc \\
|
308 |
|
|
& \\
|
309 |
|
|
\displaystyle{\frac{a}{b} = \frac{c}{d}}, & iff \;\; ad = bc \\
|
310 |
|
|
& \\
|
311 |
|
|
\displaystyle{\frac{a}{b} > \frac{c}{d}}, & iff \;\; ad > bc
|
312 |
|
|
\end{array}
|
313 |
|
|
\end{equation}
|
314 |
|
|
\end{vworklemmastatement}
|
315 |
|
|
\begin{vworklemmaproof}
|
316 |
|
|
Assume $a,c \geq 0$ and $b,d > 0$.
|
317 |
|
|
Under these assumptions, $a/b < c/d \vworkequiv a < bc/d \vworkequiv ad < bc$.
|
318 |
|
|
Similarly, under the same assumptions,
|
319 |
|
|
$a/b = c/d \vworkequiv a = bc/d \vworkequiv ad = bc$ and
|
320 |
|
|
$a/b > c/d \vworkequiv a > bc/d \vworkequiv ad > bc$.
|
321 |
|
|
\end{vworklemmaproof}
|
322 |
|
|
\begin{vworklemmaparsection}{Remarks}
|
323 |
|
|
Note it is not required that
|
324 |
|
|
$a, b, c, d \in \vworkintset$, although this is the way in which
|
325 |
|
|
the lemma is used exclusively in this work. Note also that the lemma does
|
326 |
|
|
not cover the case when any of the components $a,b,c,d$ are $<0$.
|
327 |
|
|
For comparing rational numbers
|
328 |
|
|
\index{rational number!comparison of}
|
329 |
|
|
with non-negative components, this lemma presents
|
330 |
|
|
the most convenient method.
|
331 |
|
|
\end{vworklemmaparsection}
|
332 |
|
|
\vworklemmafooter{}
|
333 |
|
|
|
334 |
|
|
Some properties and results concerning the Farey series rely
|
335 |
|
|
on the \emph{mediant}\index{mediant}\index{rational number!mediant of}
|
336 |
|
|
of two rational numbers,
|
337 |
|
|
which is defined now.
|
338 |
|
|
|
339 |
|
|
\begin{vworkdefinitionstatementpar}{Mediant}
|
340 |
|
|
\label{def:cfry0:spfs:02}
|
341 |
|
|
The \emph{mediant} of two [irreducible] rational numbers
|
342 |
|
|
$h/k$ and $h'/k'$ is the [reduced form of the] fraction
|
343 |
|
|
\begin{equation}
|
344 |
|
|
\frac{h+h'}{k+k'} .
|
345 |
|
|
\end{equation}
|
346 |
|
|
\end{vworkdefinitionstatementpar}
|
347 |
|
|
\begin{vworkdefinitionparsection}{Remarks}
|
348 |
|
|
Note that the mediant of two rational numbers---even
|
349 |
|
|
irreducible rational numbers---is not necessarily irreducible.
|
350 |
|
|
For example, the mediant of 1/3 and 2/3 is 3/6, which is
|
351 |
|
|
not irreducible. Note also that the mediant of two rational
|
352 |
|
|
numbers is ambiguously defined if we don't require that the
|
353 |
|
|
rational numbers be irreducible. For example,
|
354 |
|
|
the mediant of 1/3 and 2/3 is 3/6 = 1/2, but the
|
355 |
|
|
mediant of 2/6 and 2/3 is 4/9 (a different number than
|
356 |
|
|
1/2). Normally, in this work, we will calculate the mediant
|
357 |
|
|
only of irreducible rational numbers, and we will define
|
358 |
|
|
the result to be the reduced form of the fraction calculated.
|
359 |
|
|
\end{vworkdefinitionparsection}
|
360 |
|
|
\vworkdefinitionfooter{}
|
361 |
|
|
|
362 |
|
|
The mediant of two rational numbers always lies between them in value (but
|
363 |
|
|
is not necessarily the midpoint). A somewhat stronger
|
364 |
|
|
statement about mediants can be made, and is
|
365 |
|
|
presented as Lemma \ref{lem:cfry0:spfs:02c}, below.
|
366 |
|
|
|
367 |
|
|
\begin{vworklemmastatement}
|
368 |
|
|
\label{lem:cfry0:spfs:02c}
|
369 |
|
|
For
|
370 |
|
|
$a,c \geq 0$,
|
371 |
|
|
$b,d,i,j > 0$, and
|
372 |
|
|
$a/b < c/d$,
|
373 |
|
|
|
374 |
|
|
\begin{equation}
|
375 |
|
|
\frac{a}{b} < \frac{ia + jc}{ib + jd} < \frac{c}{d} ,
|
376 |
|
|
\end{equation}
|
377 |
|
|
|
378 |
|
|
or, equivalently,
|
379 |
|
|
|
380 |
|
|
\begin{equation}
|
381 |
|
|
\frac{ia + jc}{ib + jd} \in \left( { \frac{a}{b} , \frac{c}{d} } \right) .
|
382 |
|
|
\end{equation}
|
383 |
|
|
|
384 |
|
|
\end{vworklemmastatement}
|
385 |
|
|
\begin{vworklemmaproof}
|
386 |
|
|
Under the restrictions on $a,b,c,d,i$, and $j$;
|
387 |
|
|
$ad < bc \vworkhimp ijad < ijbc \vworkhimp i^2ab+ijad < i^2ab + ijbc$
|
388 |
|
|
$\vworkhimp ia(ib+jd) < ib(ia+jc) \vworkhimp ia/ib < (ia+jc)/(ib+jd)$
|
389 |
|
|
(employing Lemma \ref{lem:cfry0:spfs:02b}). A similar implication
|
390 |
|
|
can be used to show that $(ia+jc)/(ib+jd) < jc/jd$.
|
391 |
|
|
\end{vworklemmaproof}
|
392 |
|
|
\begin{vworklemmaparsection}{Remarks}
|
393 |
|
|
A special case of this lemma is the result that the mediant of two
|
394 |
|
|
rational numbers is always between them ($i=j=1$). This lemma gives
|
395 |
|
|
some insight into the arrangement of
|
396 |
|
|
intermediate fractions\index{intermediate fraction}\index{continued fraction!intermediate fraction}
|
397 |
|
|
between
|
398 |
|
|
two convergents\index{continued fraction!convergent}
|
399 |
|
|
(see \ccfrzeroxrefcomma{}\ccfrzeromcclass{} \ref{ccfr0},
|
400 |
|
|
\emph{\ccfrzeroshorttitle{}}).
|
401 |
|
|
\end{vworklemmaparsection}
|
402 |
|
|
%\vworklemmafooter{}
|
403 |
|
|
|
404 |
|
|
\begin{vworktheoremstatement}
|
405 |
|
|
\label{thm:cfry0:spfs:02ba}
|
406 |
|
|
If $h/k$ and $h'/k'$ are two successive terms
|
407 |
|
|
of $F_N$, then $k + k' > N$.
|
408 |
|
|
\end{vworktheoremstatement}
|
409 |
|
|
\begin{vworktheoremproof}
|
410 |
|
|
By Lemma \ref{lem:cfry0:spfs:02c},
|
411 |
|
|
the mediant of $h/k$ and $h'/k'$ lies between them, i.e.
|
412 |
|
|
|
413 |
|
|
\begin{equation}
|
414 |
|
|
\label{eq:cfry0:spfs:02baa}
|
415 |
|
|
\frac{h + h'}{k + k'} \in \left( { \frac{h}{k}, \frac{h'}{k'}} \right) .
|
416 |
|
|
\end{equation}
|
417 |
|
|
|
418 |
|
|
Note that if $k+k' \leq N$, the denominator of the mediant, $k+k'$, is less than
|
419 |
|
|
$N$, so that either the fraction specified by (\ref{eq:cfry0:spfs:02baa}) or its
|
420 |
|
|
reduced form is in $F_N$; hence there is another term between $h/k$ and
|
421 |
|
|
$h'/k'$ in $F_N$. (See \cite[Thm. 30, p. 23]{bibref:b:HardyAndWrightClassic}.)
|
422 |
|
|
\end{vworktheoremproof}
|
423 |
|
|
%\vworktheoremfooter{}
|
424 |
|
|
|
425 |
|
|
\begin{vworktheoremstatement}
|
426 |
|
|
\label{thm:cfry0:spfs:02c}
|
427 |
|
|
For $N > 1$, no two consecutive terms of $F_N$ have the
|
428 |
|
|
same denominator.
|
429 |
|
|
\end{vworktheoremstatement}
|
430 |
|
|
\begin{vworktheoremproof}
|
431 |
|
|
Assume that $h/k$ and $h'/k$ are the two consecutive terms with
|
432 |
|
|
the same denominator. Note that the only choice of $h'$ which
|
433 |
|
|
could be the numerator of a consecutive term is $h'=h+1$; otherwise
|
434 |
|
|
we would have $h/k < (h+1)/k < h'/k$, which implies that $h/k$
|
435 |
|
|
and $h'/k'$ are not consecutive, a contradiction. With
|
436 |
|
|
$h'=h+1$ (the only possibility), let's examine the inequality $h/k < h/(k-1) < (h+1)/k$.
|
437 |
|
|
$h/k < h/(k-1)$ is always true for any choice of $k>1$.
|
438 |
|
|
It can be shown using Lemma \ref{lem:cfry0:spfs:02b}
|
439 |
|
|
that $h/(k-1) < (h+1)/k$ is true iff $h < k -1$. So,
|
440 |
|
|
for any $h \in \{2, \ldots{} , k - 2 \}$, we can always use
|
441 |
|
|
the fraction $h/(k-1)$ as an intermediate term to show that
|
442 |
|
|
$h/k$ and $(h+1)/k$ are not consecutive in $F_N$.
|
443 |
|
|
If $h=k-1$, then we are considering the two fractions
|
444 |
|
|
$(k-1)/k$ and $k/k$, and $k/k$ cannot be in lowest
|
445 |
|
|
terms---after reducing $k/k$ the two fractions
|
446 |
|
|
being considered no longer have the
|
447 |
|
|
same denominator. (See \cite[Thm. 31, p. 24]{bibref:b:HardyAndWrightClassic}.)
|
448 |
|
|
\end{vworktheoremproof}
|
449 |
|
|
%\vworktheoremfooter{}
|
450 |
|
|
|
451 |
|
|
\begin{vworktheoremstatement}
|
452 |
|
|
\label{thm:cfry0:spfs:02}
|
453 |
|
|
If $h/k$ and $h'/k'$ are two successive terms of $F_N$, then
|
454 |
|
|
|
455 |
|
|
\begin{equation}
|
456 |
|
|
\label{eq:cfry0:spfs:thm02aa}
|
457 |
|
|
h'k - h k' = 1.
|
458 |
|
|
\end{equation}
|
459 |
|
|
\end{vworktheoremstatement}
|
460 |
|
|
|
461 |
|
|
\begin{vworktheoremproof}
|
462 |
|
|
For any $h/k$, Lemma \cprizeroxrefhyphen\ref{lem:cpri0:ppn0:00a} guarantees
|
463 |
|
|
that an $h'/k'$ satisfying (\ref{eq:cfry0:spfs:thm02aa}) exists.
|
464 |
|
|
If $h'=x_0, k'=y_0$ is a solution, then
|
465 |
|
|
$h'=x_0 + r h, k'=y_0 + r k, r \in \vworkintset$ is also
|
466 |
|
|
a solution, and Lemma \cprizeroxrefhyphen\ref{lem:cpri0:ppn0:000p}
|
467 |
|
|
guarantees that any $h', k'$ so chosen will be coprime.
|
468 |
|
|
Note that $r$ can be chosen so that $0 \leq N-k < k' \leq N$, and
|
469 |
|
|
that h'/k' will be $\in F_N$.
|
470 |
|
|
|
471 |
|
|
However, it still needs to be established that $h'/k'$ is the
|
472 |
|
|
\emph{next} term in $F_N$ (i.e. that there can be no intervening
|
473 |
|
|
terms). To show this, assume that an intervening term
|
474 |
|
|
$a/b$ exists, so that $h/k < a/b < h'/k'$, with $b \leq N$.
|
475 |
|
|
In this case, the distance from $h/k$ to $a/b$ is
|
476 |
|
|
|
477 |
|
|
\begin{equation}
|
478 |
|
|
\label{eq:cfry0:spfs:thm02ab}
|
479 |
|
|
\frac{a}{b}-\frac{h}{k} = \frac{ak-bh}{bk} \geq \frac{1}{bk} .
|
480 |
|
|
\end{equation}
|
481 |
|
|
|
482 |
|
|
Similarly, the distance from $a/b$ to $h'/k'$ is
|
483 |
|
|
|
484 |
|
|
\begin{equation}
|
485 |
|
|
\label{eq:cfry0:spfs:thm02ab2}
|
486 |
|
|
\frac{h'}{k'}-\frac{a}{b} = \frac{h'b-k'a}{k'b} \geq \frac{1}{k'b} .
|
487 |
|
|
\end{equation}
|
488 |
|
|
|
489 |
|
|
(The inequalities in Eqns. \ref{eq:cfry0:spfs:thm02ab}
|
490 |
|
|
and \ref{eq:cfry0:spfs:thm02ab2} come
|
491 |
|
|
about through Lemma \ref{lem:cfry0:spfs:02b}---the numerator
|
492 |
|
|
in each case must be at least $1$ if it is assumed
|
493 |
|
|
$h/k < a/b < h'/k'$.)
|
494 |
|
|
|
495 |
|
|
The distance from $h/k$ to $h'/k'$ is
|
496 |
|
|
|
497 |
|
|
\begin{equation}
|
498 |
|
|
\label{eq:cfry0:spfs:thm02ac}
|
499 |
|
|
\frac{h'}{k'}-\frac{h}{k} = \frac{h'k-hk'}{kk'} = \frac{1}{kk'} .
|
500 |
|
|
\end{equation}
|
501 |
|
|
|
502 |
|
|
The distance from $h/k$ to $h'/k'$ must be the sum of the distances
|
503 |
|
|
from $h/k$ to $a/b$ and from $a/b$ to $h'/k'$:
|
504 |
|
|
|
505 |
|
|
\begin{equation}
|
506 |
|
|
\label{eq:cfry0:spfs:thm02ad}
|
507 |
|
|
\left( { \frac{h'}{k'} - \frac{h}{k} } \right)
|
508 |
|
|
=
|
509 |
|
|
\left( { \frac{a}{b} - \frac{h}{k} } \right)
|
510 |
|
|
+
|
511 |
|
|
\left( { \frac{h'}{k'} - \frac{a}{b} } \right) .
|
512 |
|
|
\end{equation}
|
513 |
|
|
|
514 |
|
|
Substituting (\ref{eq:cfry0:spfs:thm02ab}),
|
515 |
|
|
(\ref{eq:cfry0:spfs:thm02ab2}),
|
516 |
|
|
and (\ref{eq:cfry0:spfs:thm02ac})
|
517 |
|
|
into (\ref{eq:cfry0:spfs:thm02ad}) leads
|
518 |
|
|
to
|
519 |
|
|
|
520 |
|
|
\begin{equation}
|
521 |
|
|
\label{eq:cfry0:spfs:thm02ae}
|
522 |
|
|
\frac{1}{kk'}
|
523 |
|
|
\geq
|
524 |
|
|
\frac{1}{bk}+\frac{1}{k'b}
|
525 |
|
|
=\frac{k'}{bkk'}+\frac{k}{bkk'}
|
526 |
|
|
=\frac{k'+k}{bkk'}
|
527 |
|
|
>
|
528 |
|
|
\frac{N}{bkk'}
|
529 |
|
|
>
|
530 |
|
|
\frac{1}{kk'} ,
|
531 |
|
|
\end{equation}
|
532 |
|
|
|
533 |
|
|
a contradiction. Therefore, $a/b$ must be $h'/k'$ and
|
534 |
|
|
$h'k-hk'=1$. (See \cite{bibref:b:HardyAndWrightClassic}, Thm. 28, p. 23,
|
535 |
|
|
and the second proof on pp. 25-26.)
|
536 |
|
|
\end{vworktheoremproof}
|
537 |
|
|
%\vworktheoremfooter{}
|
538 |
|
|
|
539 |
|
|
\begin{vworklemmastatement}
|
540 |
|
|
\label{lem:cfry0:spfs:03b}
|
541 |
|
|
For $h/k$, $h'/k'$ and $h''/k''$; $h, h', h'' \in \vworkintsetnonneg$,
|
542 |
|
|
$k, k', k'' \in \vworkintsetpos$, with
|
543 |
|
|
|
544 |
|
|
\begin{equation}
|
545 |
|
|
h'k-hk' = h''k'-h'k''=1 ,
|
546 |
|
|
\end{equation}
|
547 |
|
|
|
548 |
|
|
\begin{equation}
|
549 |
|
|
(k'>k'') \vworkhimp
|
550 |
|
|
\left( {
|
551 |
|
|
\frac{h'}{k'}-\frac{h}{k}<\frac{h''}{k''}-\frac{h}{k}
|
552 |
|
|
} \right) .
|
553 |
|
|
\end{equation}
|
554 |
|
|
\end{vworklemmastatement}
|
555 |
|
|
\begin{vworklemmaproof}
|
556 |
|
|
\begin{equation}
|
557 |
|
|
\frac{h'}{k'}-\frac{h}{k} = \frac{1}{kk'}
|
558 |
|
|
\end{equation}
|
559 |
|
|
\begin{equation}
|
560 |
|
|
\frac{h''}{k''}-\frac{h}{k} = \frac{1}{kk''}
|
561 |
|
|
\end{equation}
|
562 |
|
|
\begin{equation}
|
563 |
|
|
(k' > k'') \vworkhimp \left( {
|
564 |
|
|
\frac{1}{kk'} < \frac{1}{kk''}
|
565 |
|
|
} \right)
|
566 |
|
|
\end{equation}
|
567 |
|
|
\end{vworklemmaproof}
|
568 |
|
|
\begin{vworklemmaparsection}{Remarks}
|
569 |
|
|
This lemma essentially says that if more than one potential successor to
|
570 |
|
|
$h/k$ in $F_N$, $h'/k'$ and $h''/k''$, both meet the necessary test
|
571 |
|
|
provided by Theorem \ref{thm:cfry0:spfs:02}, the potential successor
|
572 |
|
|
with the largest denominator is the successor, because it is closer to
|
573 |
|
|
$h/k$. This lemma is used in proving Theorem \ref{thm:cfry0:sgfs0:01}.
|
574 |
|
|
\end{vworklemmaparsection}
|
575 |
|
|
%\vworklemmafooter{}
|
576 |
|
|
|
577 |
|
|
\begin{vworktheoremstatement}
|
578 |
|
|
\label{thm:cfry0:spfs:03}
|
579 |
|
|
If $h/k$, $h'/k'$, and $h''/k''$ are three successive terms of $F_N$, then
|
580 |
|
|
|
581 |
|
|
\begin{equation}
|
582 |
|
|
\frac{h'}{k'} = \frac{h+h''}{k+k''}.
|
583 |
|
|
\end{equation}
|
584 |
|
|
\end{vworktheoremstatement}
|
585 |
|
|
\begin{vworktheoremproof}
|
586 |
|
|
Starting from Theorem \ref{thm:cfry0:spfs:02}:
|
587 |
|
|
\begin{equation}
|
588 |
|
|
h'k-hk' = h''k' - h'k''=1
|
589 |
|
|
\end{equation}
|
590 |
|
|
\begin{equation}
|
591 |
|
|
h'(k+k'')=k'(h+h'')
|
592 |
|
|
\end{equation}
|
593 |
|
|
\begin{equation}
|
594 |
|
|
\frac{h'}{k'} = \frac{h+h''}{k+k''}.
|
595 |
|
|
\end{equation}
|
596 |
|
|
\end{vworktheoremproof}
|
597 |
|
|
\vworktheoremfooter{}
|
598 |
|
|
|
599 |
|
|
|
600 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
601 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
602 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
603 |
|
|
\section{Generation Of Terms Of The Farey Series}
|
604 |
|
|
\label{cfry0:sgfs0}
|
605 |
|
|
%Section tag: GFS0
|
606 |
|
|
|
607 |
|
|
|
608 |
|
|
\index{Farey series!generation of terms}
|
609 |
|
|
Earlier sections of this chapter have enumerated important properties of the
|
610 |
|
|
Farey series. However, these properties are of limited practical value
|
611 |
|
|
because they don't help to solve practical problems in microcontroller
|
612 |
|
|
work---one would like to be able to generate (in order, of course) all of
|
613 |
|
|
the terms of a Farey series so that one can choose suitable terms
|
614 |
|
|
near some $r_I \in \vworkrealsetnonneg$ that one wishes to approximate
|
615 |
|
|
with $r_A = h/k$.
|
616 |
|
|
|
617 |
|
|
Fortunately, the properties presented in earlier sections do allow the
|
618 |
|
|
generation of successive Farey terms, as the following theorem shows.
|
619 |
|
|
|
620 |
|
|
\begin{vworktheoremstatement}
|
621 |
|
|
\label{thm:cfry0:sgfs0:01}
|
622 |
|
|
For a Farey series of order $N$,
|
623 |
|
|
|
624 |
|
|
\begin{equation}
|
625 |
|
|
F_N = \left\{ {
|
626 |
|
|
\frac{h_0}{k_0},
|
627 |
|
|
\frac{h_1}{k_1},
|
628 |
|
|
\frac{h_2}{k_2},
|
629 |
|
|
\frac{h_3}{k_3},
|
630 |
|
|
\ldots
|
631 |
|
|
} \right\} ,
|
632 |
|
|
\end{equation}
|
633 |
|
|
|
634 |
|
|
the recursive relationships in
|
635 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq01}),
|
636 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq02}),
|
637 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq03}), and
|
638 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq04}) apply.
|
639 |
|
|
\index{Farey series!recursive formulas}
|
640 |
|
|
|
641 |
|
|
\begin{equation}
|
642 |
|
|
\label{eq:cfry0:sgfs0:thm:01:eq01}
|
643 |
|
|
h_{j} = \left\lfloor {\frac{{k_{j-2}
|
644 |
|
|
+ N}}{{k_{j - 1} }}} \right\rfloor h_{j - 1} - h_{j-2}
|
645 |
|
|
\end{equation}
|
646 |
|
|
|
647 |
|
|
\begin{equation}
|
648 |
|
|
\label{eq:cfry0:sgfs0:thm:01:eq02}
|
649 |
|
|
k_{j} = \left\lfloor {\frac{{k_{j-2} + N}}{{k_{j
|
650 |
|
|
- 1} }}} \right\rfloor k_{j - 1} - k_{j-2}
|
651 |
|
|
\end{equation}
|
652 |
|
|
|
653 |
|
|
\begin{equation}
|
654 |
|
|
\label{eq:cfry0:sgfs0:thm:01:eq03}
|
655 |
|
|
h_j = \left\lfloor {\frac{{k_{j + 2} + N}}{{k_{j + 1} }}}
|
656 |
|
|
\right\rfloor h_{j + 1} - h_{j + 2}
|
657 |
|
|
\end{equation}
|
658 |
|
|
|
659 |
|
|
\begin{equation}
|
660 |
|
|
\label{eq:cfry0:sgfs0:thm:01:eq04}
|
661 |
|
|
k_j = \left\lfloor {\frac{{k_{j + 2} + N}}{{k_{j + 1} }}}
|
662 |
|
|
\right\rfloor k_{j + 1} - k_{j + 2}
|
663 |
|
|
\end{equation}
|
664 |
|
|
\end{vworktheoremstatement}
|
665 |
|
|
\begin{vworktheoremproof}
|
666 |
|
|
Only (\ref{eq:cfry0:sgfs0:thm:01:eq01}) and
|
667 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq02}) are
|
668 |
|
|
proved---(\ref{eq:cfry0:sgfs0:thm:01:eq03}) and
|
669 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq04}) come by symmetry.
|
670 |
|
|
|
671 |
|
|
Assume that $h_{j-2}/k_{j-2}$ and $h_{j-1}/k_{j-1}$ are known and we wish
|
672 |
|
|
to find $h_{j}/k_{j}$.
|
673 |
|
|
|
674 |
|
|
Note that by Theorem \ref{thm:cfry0:spfs:02},
|
675 |
|
|
|
676 |
|
|
\begin{equation}
|
677 |
|
|
\label{eq:cfry0:sgfs0:thm:01:eq05}
|
678 |
|
|
h_{j-1} k_{j-2} - h_{j-2} k_{j-1} = 1
|
679 |
|
|
\end{equation}
|
680 |
|
|
|
681 |
|
|
and
|
682 |
|
|
|
683 |
|
|
\begin{equation}
|
684 |
|
|
\label{eq:cfry0:sgfs0:thm:01:eq06}
|
685 |
|
|
h_{j} k_{j-1} - h_{j-1} k_{j} = 1 .
|
686 |
|
|
\end{equation}
|
687 |
|
|
|
688 |
|
|
We desire to identify the set of rational numbers $\{ h_j / k_j \}$ that satisfy
|
689 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq06}). If this set is identified, by Lemma
|
690 |
|
|
\ref{lem:cfry0:spfs:03b}, we can simply choose the member of the set that has the
|
691 |
|
|
largest denominator.
|
692 |
|
|
|
693 |
|
|
Choose as trial solutions
|
694 |
|
|
|
695 |
|
|
\begin{equation}
|
696 |
|
|
\label{eq:cfry0:sgfs0:thm:01:eq07}
|
697 |
|
|
h_j = i h_{j-1} - h_{j-2}
|
698 |
|
|
\end{equation}
|
699 |
|
|
|
700 |
|
|
and
|
701 |
|
|
|
702 |
|
|
\begin{equation}
|
703 |
|
|
\label{eq:cfry0:sgfs0:thm:01:eq08}
|
704 |
|
|
k_j = i k_{j-1} - k_{j-2} ,
|
705 |
|
|
\end{equation}
|
706 |
|
|
|
707 |
|
|
where $i \in \vworkintset$ is an integer parameter; i.e. define
|
708 |
|
|
as the trial set of solutions all $h_j /k_j$ that can be formed
|
709 |
|
|
by $i \in \vworkintset$ substituted into
|
710 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq07}) and
|
711 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq08}). Substitution of this trial
|
712 |
|
|
solution into (\ref{eq:cfry0:sgfs0:thm:01:eq06}) yields
|
713 |
|
|
|
714 |
|
|
\begin{equation}
|
715 |
|
|
\label{eq:cfry0:sgfs0:thm:01:eq09}
|
716 |
|
|
(i h_{j-1} - h_{j-2}) k_{j-1} - h_{j-1} (i k_{j-1} - k_{j-2} )
|
717 |
|
|
= h_{j-1} k_{j-2} - h_{j-2} k_{j-1} = 1.
|
718 |
|
|
\end{equation}
|
719 |
|
|
|
720 |
|
|
Thus, any solution in the form of
|
721 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq07}, \ref{eq:cfry0:sgfs0:thm:01:eq08})
|
722 |
|
|
will meet the necessary test posed
|
723 |
|
|
by Theorem \ref{thm:cfry0:spfs:02}.
|
724 |
|
|
|
725 |
|
|
However, we must also demonstrate that solutions of the form
|
726 |
|
|
suggested by
|
727 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq07}, \ref{eq:cfry0:sgfs0:thm:01:eq08})
|
728 |
|
|
are the \emph{only} solutions which meet
|
729 |
|
|
the necessary test posed by Theorem \ref{thm:cfry0:spfs:02}, and
|
730 |
|
|
also demonstrate how to pick the solution of this form
|
731 |
|
|
with the largest denominator $k_{j} \leq N$.
|
732 |
|
|
|
733 |
|
|
To demonstrate that
|
734 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq07}, \ref{eq:cfry0:sgfs0:thm:01:eq08})
|
735 |
|
|
are the only solutions, solve (\ref{eq:cfry0:sgfs0:thm:01:eq06})
|
736 |
|
|
for $h_j$, yielding
|
737 |
|
|
|
738 |
|
|
\begin{equation}
|
739 |
|
|
\label{eq:cfry0:sgfs0:thm:01:eq10}
|
740 |
|
|
h_j = \frac{h_{j-1}}{k_{j-1}} k_j + \frac{1}{k_{j-1}} .
|
741 |
|
|
\end{equation}
|
742 |
|
|
|
743 |
|
|
Since $h_{j-1}$ and $k_{j-1}$ are known, it is clear that
|
744 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq10}) defines a required linear relationship
|
745 |
|
|
between $h_j$ and $k_j$, and that the only solutions are the values of
|
746 |
|
|
$h_j$ and $k_j$ meeting
|
747 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq10})
|
748 |
|
|
which are integers. Assume that a particular integer
|
749 |
|
|
solution $\overline{h_j}, \overline{k_j}$ to
|
750 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq10}) is known
|
751 |
|
|
and that a second integer solution
|
752 |
|
|
$\widehat{h_j}, \widehat{k_j}$ is sought. In order for
|
753 |
|
|
$\widehat{h_j}$ to be an integer, it must
|
754 |
|
|
differ from $\overline{h_j}$ by an
|
755 |
|
|
integer, implying
|
756 |
|
|
|
757 |
|
|
\begin{equation}
|
758 |
|
|
\label{eq:cfry0:sgfs0:thm:01:eq11}
|
759 |
|
|
\frac{h_{j-1}}{k_{j-1}} ( \widehat{k_j} - \overline{k_j} ) \in \vworkintset{} .
|
760 |
|
|
\end{equation}
|
761 |
|
|
|
762 |
|
|
It is easy to see from the form of (\ref{eq:cfry0:sgfs0:thm:01:eq11}) that
|
763 |
|
|
because $h_{j-1}$ and $k_{j-1}$ are coprime, in order for
|
764 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq11}) to be met,
|
765 |
|
|
$\widehat{k_j} - \overline{k_j}$
|
766 |
|
|
must contain every prime factor of $k_{j-1}$ in at least
|
767 |
|
|
equal multiplicity, implying
|
768 |
|
|
$| \widehat{k_j} - \overline{k_j} | \geq k_{j-1}$. It follows
|
769 |
|
|
that
|
770 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq07}, \ref{eq:cfry0:sgfs0:thm:01:eq08})
|
771 |
|
|
are the only solutions
|
772 |
|
|
which meet
|
773 |
|
|
the necessary test posed by Theorem \ref{thm:cfry0:spfs:02}. We only
|
774 |
|
|
need find the solution with the largest denominator.
|
775 |
|
|
|
776 |
|
|
Solving $i k_{j-1} - k_{j-2} \leq N$ for the largest integral
|
777 |
|
|
value of $i$ leads to
|
778 |
|
|
|
779 |
|
|
\begin{equation}
|
780 |
|
|
\label{eq:cfry0:sgfs0:thm:01:eq12}
|
781 |
|
|
i = \left\lfloor {
|
782 |
|
|
\frac{k_{j-2} + N}{k_{j-1}}
|
783 |
|
|
} \right\rfloor
|
784 |
|
|
\end{equation}
|
785 |
|
|
|
786 |
|
|
and directly to (\ref{eq:cfry0:sgfs0:thm:01:eq01})
|
787 |
|
|
and (\ref{eq:cfry0:sgfs0:thm:01:eq02}).
|
788 |
|
|
\end{vworktheoremproof}
|
789 |
|
|
\vworktheoremfooter{}
|
790 |
|
|
|
791 |
|
|
Given two consecutive Farey terms, Theorem \ref{thm:cfry0:sgfs0:01} suggests
|
792 |
|
|
a way to generate as many neighboring terms as desired in either the
|
793 |
|
|
descending or ascending direction. Note that at an integer $i$,
|
794 |
|
|
$(iN-1)/N$, $i/1$, and $(iN+1)/N$ are always consecutive terms
|
795 |
|
|
in $F_N$; thus it is typically convenient to build the Farey series
|
796 |
|
|
starting at an integer. This method is presented as
|
797 |
|
|
Algorithm \ref{alg:cfry0:sgfs0:02}.
|
798 |
|
|
|
799 |
|
|
\begin{vworkalgorithmstatementpar}{\mbox{\boldmath $O(N^2)$} Exhaustive
|
800 |
|
|
Construction
|
801 |
|
|
Algorithm For Finding Enclosing
|
802 |
|
|
Neighbors To \mbox{\boldmath $r_I$}
|
803 |
|
|
In \mbox{\boldmath $F_N$}}
|
804 |
|
|
\label{alg:cfry0:sgfs0:02}
|
805 |
|
|
\begin{itemize}
|
806 |
|
|
\item Choose $i = \lfloor r_I + 1/2 \rfloor$ as the integer from which
|
807 |
|
|
to construct consecutive Farey terms (i.e. the nearest integer
|
808 |
|
|
to $r_I$).
|
809 |
|
|
|
810 |
|
|
\item Choose $i/1$ and $(iN+1)/N$ as the two consecutive Farey terms from
|
811 |
|
|
which to start construction.
|
812 |
|
|
|
813 |
|
|
\item Use (\ref{eq:cfry0:sgfs0:thm:01:eq01}) and
|
814 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq02}) or
|
815 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq03}) and
|
816 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq04}) to construct Farey terms
|
817 |
|
|
in the increasing or decreasing direction until $r_I$ is
|
818 |
|
|
enclosed.
|
819 |
|
|
\end{itemize}
|
820 |
|
|
\end{vworkalgorithmstatementpar}
|
821 |
|
|
\vworkalgorithmfooter{}
|
822 |
|
|
|
823 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
824 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
825 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
826 |
|
|
\section{Number Of Terms In The Farey Series}
|
827 |
|
|
%Section tag: NTM0
|
828 |
|
|
|
829 |
|
|
The number of terms\footnote{In the interval $[0,1]$ only.}
|
830 |
|
|
\index{Farey series!number of terms}
|
831 |
|
|
$C(N)$ in the Farey series of order $N$, $F_N$, is
|
832 |
|
|
|
833 |
|
|
\begin{equation}
|
834 |
|
|
C(N) = 1 + \sum_{k=1}^{N} \phi (k) ,
|
835 |
|
|
\end{equation}
|
836 |
|
|
|
837 |
|
|
\noindent{}where $\phi(\cdot{})$ is Euler's totient
|
838 |
|
|
function \cite{bibref:w:PkuCnFareyPage}. The
|
839 |
|
|
asymptotic limit for this function $C(N)$ is
|
840 |
|
|
|
841 |
|
|
\begin{equation}
|
842 |
|
|
C(N) \sim{} \frac{3 N^2}{\pi{}^2} \approx 0.3040 N^2 .
|
843 |
|
|
\end{equation}
|
844 |
|
|
|
845 |
|
|
Because the number of terms in $F_N$ is approximately
|
846 |
|
|
$O(N^2)$, the method presented in the previous section
|
847 |
|
|
(Algorithm \ref{alg:cfry0:sgfs0:02}) is
|
848 |
|
|
only practical for moderate $N$ (a few hundred or less). For Farey
|
849 |
|
|
series of large order, building the Farey series until $r_I$ is
|
850 |
|
|
enclosed is not a practical method.
|
851 |
|
|
|
852 |
|
|
For example, $F_{2^{32}-1}$ (a Farey series of interest for
|
853 |
|
|
computer work, because many processors can multiply 32-bit integers)
|
854 |
|
|
contains about $1.8 \times 10^{19}$ elements. Even using a computer
|
855 |
|
|
that could generate $10^{9}$ Farey terms per second (an unrealistic
|
856 |
|
|
assumption at the time of this writing), building
|
857 |
|
|
$F_{2^{32}-1}$ between two consecutive integers would require over 500
|
858 |
|
|
years. It is also noteworthy that certainly $2^{32}-1$ is not an upper
|
859 |
|
|
bound on the order of Farey series that are useful in practice---with
|
860 |
|
|
scientific computers, it may be advantageous to be able to find best
|
861 |
|
|
approximations in $F_{2^{64}-1}$, $F_{2^{128}-1}$, or Farey series
|
862 |
|
|
of even higher order.
|
863 |
|
|
|
864 |
|
|
Algorithm \ref{alg:cfry0:sgfs0:02} is useful to illustrate concepts, or
|
865 |
|
|
to find best approximations in Farey series of moderate order. However,
|
866 |
|
|
for Farey series of large order, this algorithm isn't usable.
|
867 |
|
|
\ccfrzeroxrefcomma{}\ccfrzeromcclass{} \ref{ccfr0},
|
868 |
|
|
\emph{\ccfrzeroshorttitle{}}, presents algorithms based on the framework
|
869 |
|
|
of continued fractions which are suitable for finding best rational
|
870 |
|
|
approximations in Farey series of large order.
|
871 |
|
|
|
872 |
|
|
|
873 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
874 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
875 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
876 |
|
|
\section[Probabilistic Results Surrounding $| r_I - r_A |$]
|
877 |
|
|
{Probabilistic Results Surrounding \mbox{\boldmath $| r_I - r_A |$}}
|
878 |
|
|
%Section tag: PRS0
|
879 |
|
|
|
880 |
|
|
\index{Farey series!probabilistic results surrounding rI-rA@probabilistic results
|
881 |
|
|
surrounding $"|r_I-r_A"|$}
|
882 |
|
|
If rational numbers of the form $r_A = h/k$, subject to the constraint
|
883 |
|
|
$k \leq k_{MAX}$, are used to approximate arbitrary real numbers
|
884 |
|
|
$r_I$, it might not be clear how close we can ``typically'' choose
|
885 |
|
|
$r_A$ to an aribtrary $r_I$ under the constraint.
|
886 |
|
|
We consider different asymptotics for
|
887 |
|
|
the precision of the approximation of an arbitrary $r_I$ by a
|
888 |
|
|
rational number
|
889 |
|
|
$r_A=h/k$ with $k \leq k_{MAX}$. For simplicity of notation
|
890 |
|
|
we
|
891 |
|
|
denote $\alpha= r_I$ and $N=k_{ \rm MAX }$ and assume, without
|
892 |
|
|
loss of generality, that
|
893 |
|
|
$ \alpha \in [0,1]$.
|
894 |
|
|
|
895 |
|
|
We are thus interested in the asymptotic behaviour, when $N
|
896 |
|
|
\rightarrow \infty$,
|
897 |
|
|
of the quantity
|
898 |
|
|
$$
|
899 |
|
|
%\begin{equation}
|
900 |
|
|
\label{eq:cfry0:prs0:01}
|
901 |
|
|
\rho_N(\alpha) = \min_{h/k \in F_N} \left|\alpha - h/k\right|\, ,
|
902 |
|
|
$$
|
903 |
|
|
%\end{equation}
|
904 |
|
|
which is the distance between $\alpha$ and $F_N$, the Farey
|
905 |
|
|
series of order $N$.
|
906 |
|
|
|
907 |
|
|
The worst--case scenario is not very interesting: from the
|
908 |
|
|
construction of the Farey series
|
909 |
|
|
we observe that for a fixed $N$ the longest intervals between the
|
910 |
|
|
neighbours of $F_N$
|
911 |
|
|
are $[0,1/N]$ and $[1-1/N,1]$ and therefore for all $N$,
|
912 |
|
|
\begin{equation}
|
913 |
|
|
\label{eq:cfry0:prs0:02}
|
914 |
|
|
\max_{\alpha \in [0,1]} \rho_N(\alpha) = \frac{1}{2N}\, .
|
915 |
|
|
\end{equation}
|
916 |
|
|
(This supremum is achieved at the points $1/(2N)$ and $1-1/(2N)$.)
|
917 |
|
|
|
918 |
|
|
However, such behaviour of $\rho_N(\alpha)$ is not typical: as
|
919 |
|
|
is shown below,
|
920 |
|
|
typical values of the approximation error $\rho_N(\alpha)$ are
|
921 |
|
|
much smaller.
|
922 |
|
|
|
923 |
|
|
First consider the behaviour of $\rho_N(\alpha)$ for almost all
|
924 |
|
|
$\alpha \in [0,1]$.\footnote{ A statement is true
|
925 |
|
|
for almost all $\alpha \in [0,1]$ if the measure of the set where this
|
926 |
|
|
statement is wrong has measure zero.}
|
927 |
|
|
We then have (see \cite{bibref:b:Harman}, \cite{bibref:p:KargaevZ})
|
928 |
|
|
that for almost all $\alpha \in [0,1]$ and any $\varepsilon >0$,
|
929 |
|
|
(\ref{eq:cfry0:prs0:03}) and (\ref{eq:cfry0:prs0:04}) hold.
|
930 |
|
|
|
931 |
|
|
\begin{equation}
|
932 |
|
|
\label{eq:cfry0:prs0:03}
|
933 |
|
|
\lim_{N\rightarrow\infty}\rho_N(\alpha) N^2 \log^{1+\varepsilon} N =
|
934 |
|
|
+ \infty, \quad
|
935 |
|
|
\liminf_{N\rightarrow\infty} \rho_N(\alpha) N^2 \log N = 0
|
936 |
|
|
\end{equation}
|
937 |
|
|
|
938 |
|
|
\begin{equation}
|
939 |
|
|
\label{eq:cfry0:prs0:04}
|
940 |
|
|
\limsup_{N\rightarrow\infty} \frac{ \rho_N(\alpha) N^2 }{ \log N } = +
|
941 |
|
|
\infty, \quad
|
942 |
|
|
\lim_{N\rightarrow\infty} \frac{ \rho_N(\alpha) N^2 }{
|
943 |
|
|
\log^{1+\varepsilon} N } = 0
|
944 |
|
|
\end{equation}
|
945 |
|
|
|
946 |
|
|
Even more is true: in (\ref{eq:cfry0:prs0:03}) and (\ref{eq:cfry0:prs0:04})
|
947 |
|
|
one can replace $\log N$ by $\log N \log \log N $, $\log N \log \log
|
948 |
|
|
N \log \log \log N$, and so on.
|
949 |
|
|
Analogously, $\log^{1+\varepsilon} N$ could be replaced by
|
950 |
|
|
$\log N (\log \log N)^{1+\varepsilon} $, $\log N \log \log N (\log \log
|
951 |
|
|
\log N)^{1+\varepsilon}$, and so on.
|
952 |
|
|
|
953 |
|
|
These statements are analogues of Khinchin's metric theorem,
|
954 |
|
|
the classic result
|
955 |
|
|
in metric number theory, see e.g. \cite{bibref:b:Harman}.
|
956 |
|
|
|
957 |
|
|
The asymptotic distribution of the suitably normalized
|
958 |
|
|
$\rho_N(\alpha)$
|
959 |
|
|
was derived in \cite{bibref:p:KargaevZ1}. A main result of this
|
960 |
|
|
paper is that
|
961 |
|
|
the sequence of functions
|
962 |
|
|
$N^2\rho_N(\alpha)$ converges in distribution, when $N\rightarrow
|
963 |
|
|
\infty$,
|
964 |
|
|
to the probability measure on $[0, \infty)$ with the density given
|
965 |
|
|
by (\ref{eq:cfry0:prs0:04b}).
|
966 |
|
|
|
967 |
|
|
\begin{equation}
|
968 |
|
|
\label{eq:cfry0:prs0:04b}
|
969 |
|
|
{p}(\tau) =
|
970 |
|
|
\left\{\begin{array}{l}
|
971 |
|
|
6/\pi^2, \hfill\mbox{ if $0 \leq \tau \leq \frac{1}{2}$ }\\
|
972 |
|
|
\\
|
973 |
|
|
\frac{6}{\pi^2 \tau} \left(1 + \log \tau - \tau
|
974 |
|
|
\right), \hfill\mbox{ if $\frac{1}{2}\leq \tau\leq 2 $ } \\
|
975 |
|
|
\\
|
976 |
|
|
\frac{ 3}{\pi^2 \tau}\left(2\log(2 \tau)\!
|
977 |
|
|
-\!4\log(\sqrt{\tau}\!+\!\sqrt{\tau\!-\!2})\!
|
978 |
|
|
-\! (\sqrt{\tau}\!-\!\sqrt{\tau\!-\!2})^2 \right),
|
979 |
|
|
\\
|
980 |
|
|
\hfill \mbox{ if $2 \leq \tau < \infty $ } \\
|
981 |
|
|
\end{array}
|
982 |
|
|
\right.
|
983 |
|
|
\end{equation}
|
984 |
|
|
|
985 |
|
|
This means that
|
986 |
|
|
for all $a,A$
|
987 |
|
|
such that
|
988 |
|
|
$0<a<A<\infty$,
|
989 |
|
|
(\ref{eq:cfry0:prs0:05}) applies,
|
990 |
|
|
where
|
991 |
|
|
{\rm `meas'} denotes for the standard Lebesgue measure on $[0,1]$.
|
992 |
|
|
|
993 |
|
|
\begin{equation}
|
994 |
|
|
\label{eq:cfry0:prs0:05}
|
995 |
|
|
{\rm meas} \{ \alpha \in [0,1]: \;a < N^2 \rho_N(\alpha) \leq A \}
|
996 |
|
|
\rightarrow
|
997 |
|
|
\int_a^A {p}(\tau) d \tau\,
|
998 |
|
|
\;\;{\rm as}\; N \rightarrow \infty
|
999 |
|
|
\end{equation}
|
1000 |
|
|
|
1001 |
|
|
Another result in \cite{bibref:p:KargaevZ1} concerns the asymptotic
|
1002 |
|
|
behavior
|
1003 |
|
|
of the moments of the approximation error $\rho_N(\alpha) $. It
|
1004 |
|
|
says that
|
1005 |
|
|
for any $\delta\neq 0$ and $N \rightarrow \infty$,
|
1006 |
|
|
(\ref{eq:cfry0:prs0:06}) applies,
|
1007 |
|
|
where $\zeta(\cdot)$ and B$(\cdot,\cdot)$
|
1008 |
|
|
are the Riemann zeta--function and the Beta--function,
|
1009 |
|
|
respectively.
|
1010 |
|
|
|
1011 |
|
|
\begin{equation}
|
1012 |
|
|
\label{eq:cfry0:prs0:06}
|
1013 |
|
|
%\hspace{-8mm}
|
1014 |
|
|
{
|
1015 |
|
|
%\textstile
|
1016 |
|
|
%\small
|
1017 |
|
|
\frac{\delta+1}{2}
|
1018 |
|
|
}
|
1019 |
|
|
\int_0^1 \rho_N^{\delta} (\alpha) d \alpha =
|
1020 |
|
|
\left\{\begin{array}{l}
|
1021 |
|
|
\infty{}, \hfill\mbox{if $ \delta \leq -1 $}\\
|
1022 |
|
|
\\
|
1023 |
|
|
% \frac{6}{\delta^2 (\delta+1)\pi^2 } \left(2^{-\delta} +
|
1024 |
|
|
\frac{3}{\delta^2 \pi^2 } \left(2^{-\delta} +
|
1025 |
|
|
\delta 2^{\delta+2} {\rm B}(\!-\delta,\frac{1}{2}) \right)
|
1026 |
|
|
N^{-2\delta}\left(1\! +\! o(1)\right), \\
|
1027 |
|
|
\hfill\mbox{if $-1\!<\!\delta\!<\!1, \delta\! \neq\! 0$ }\\
|
1028 |
|
|
\\
|
1029 |
|
|
\frac{3}{\pi^2} N^{-2} \log N +
|
1030 |
|
|
O\left( N^{-2} \right),
|
1031 |
|
|
\hfill\mbox{if $\delta =1 $ }\\
|
1032 |
|
|
\\
|
1033 |
|
|
%\frac{2^{1-\delta}}{1+\delta}
|
1034 |
|
|
2^{-\delta}
|
1035 |
|
|
\frac{\zeta(\delta)}{ \zeta(\delta+1)}
|
1036 |
|
|
N^{-\delta-1}+
|
1037 |
|
|
O\left( N^{-2\delta} \right),
|
1038 |
|
|
\hfill \mbox{if $\delta >1$ }
|
1039 |
|
|
\end{array}
|
1040 |
|
|
\right.
|
1041 |
|
|
\end{equation}
|
1042 |
|
|
|
1043 |
|
|
In particular, the average of the approximation error $\rho_N
|
1044 |
|
|
(\alpha)$ asymptotically equals
|
1045 |
|
|
\begin{equation}
|
1046 |
|
|
\label{eq:cfry0:prs0:07}
|
1047 |
|
|
\int_{0}^1 \rho_N(\alpha) d\alpha = \frac{3}{\pi^2} \frac{\log N}{N^2} +
|
1048 |
|
|
O\left(\frac{1}{N^2}\right),
|
1049 |
|
|
\;\;\;\; N\rightarrow \infty \,.
|
1050 |
|
|
\end{equation}
|
1051 |
|
|
|
1052 |
|
|
Comparison of (\ref{eq:cfry0:prs0:07})
|
1053 |
|
|
with (\ref{eq:cfry0:prs0:04}) shows that the
|
1054 |
|
|
asymptotic behavior of the average approximation error $\int
|
1055 |
|
|
\rho_N(\alpha) d\alpha$
|
1056 |
|
|
resembles the behavior of the superior limit of $\rho_N(\alpha)$.
|
1057 |
|
|
Even this limit
|
1058 |
|
|
decreases much faster than the maximum error $\max_{\alpha }
|
1059 |
|
|
\rho_N(\alpha)$, see
|
1060 |
|
|
(\ref{eq:cfry0:prs0:02}): for typical $\alpha$ the rate of decrease of
|
1061 |
|
|
$\rho_N(\alpha)$, when $ N\rightarrow \infty ,$
|
1062 |
|
|
is, roughly speaking, $1/N^2$ rather than $1/N$, the error for the
|
1063 |
|
|
worst combination of $\alpha$ and $N$.
|
1064 |
|
|
|
1065 |
|
|
These results show that there is a significant advantage to using the Farey series
|
1066 |
|
|
as the set from which to choose rational approximations, rather than
|
1067 |
|
|
more naively using only rational numbers with the maximum
|
1068 |
|
|
denominator $k_{MAX}$ (as is often done in practice).
|
1069 |
|
|
|
1070 |
|
|
|
1071 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1072 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1073 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1074 |
|
|
\section[Integer Lattice Interpretation]
|
1075 |
|
|
{Integer Lattice Interpretation Of The Farey Series}
|
1076 |
|
|
%Section tag: ILI0
|
1077 |
|
|
|
1078 |
|
|
The Farey series has a convenient and intuitive graphical interpretation
|
1079 |
|
|
involving the integer lattice\index{integer lattice}\index{lattice}%
|
1080 |
|
|
\index{Farey series!integer lattice interpretation}
|
1081 |
|
|
(see Fig. \ref{fig:cfry0:ili0:00},
|
1082 |
|
|
which illustrates this interpretation, but with $h$
|
1083 |
|
|
also restricted).
|
1084 |
|
|
(By integer lattice, we mean the $\vworkrealset{}^2$ plane
|
1085 |
|
|
with each point $(x,y)$, $x,y \in \vworkintset$, marked.)
|
1086 |
|
|
In such an interpretation, each rational number $h/k$ corresponds to
|
1087 |
|
|
a point $(k,h)$ which is $h$ units above and $k$ units
|
1088 |
|
|
to the right of the origin.
|
1089 |
|
|
|
1090 |
|
|
\begin{figure}
|
1091 |
|
|
\centering
|
1092 |
|
|
\includegraphics[width=4.6in]{c_fry0/farey01a.eps}
|
1093 |
|
|
\caption{Graphical Interpretation Of Rational Numbers
|
1094 |
|
|
$h/k$ That Can Be Formed With $h \leq h_{MAX}=3$, $k \leq k_{MAX}=5$}
|
1095 |
|
|
\label{fig:cfry0:ili0:00}
|
1096 |
|
|
\end{figure}
|
1097 |
|
|
|
1098 |
|
|
From the graphical interpretation suggested by Fig. \ref{fig:cfry0:ili0:00},
|
1099 |
|
|
the following properties are intuitively clear.
|
1100 |
|
|
|
1101 |
|
|
\begin{itemize}
|
1102 |
|
|
\item The angle of a ray drawn from the origin to the point
|
1103 |
|
|
$(k,h)$ corresponding to the rational number $h/k$ is
|
1104 |
|
|
$\theta = tan^{-1} \; h/k$.
|
1105 |
|
|
|
1106 |
|
|
\item Any integer lattice point on a line from
|
1107 |
|
|
the origin drawn at the angle $\theta$
|
1108 |
|
|
has the value $h/k = tan \; \theta$. All points corresponding
|
1109 |
|
|
to rational numbers with the same value will be on such a line,
|
1110 |
|
|
and thus form an equivalence class.
|
1111 |
|
|
|
1112 |
|
|
\item A rational number $h/k$ is irreducible iff its corresponding
|
1113 |
|
|
point $(k,h)$ is ``directly'' visible from the origin with
|
1114 |
|
|
no intervening points.
|
1115 |
|
|
|
1116 |
|
|
\item The Farey series of order $N$, $F_N$, can be
|
1117 |
|
|
formed graphically by starting with the
|
1118 |
|
|
set of integer lattice points
|
1119 |
|
|
$(k,h): \; h \in \vworkintsetnonneg \wedge 1 \leq k \leq N$,
|
1120 |
|
|
then sweeping
|
1121 |
|
|
a line extended from the origin, starting with
|
1122 |
|
|
angle $\theta = 0$, through
|
1123 |
|
|
$0 \leq \theta < \pi{}/2$, and recording
|
1124 |
|
|
in order each point directly visible from
|
1125 |
|
|
the origin.\footnote{Note that Fig. \ref{fig:cfry0:ili0:00},
|
1126 |
|
|
because it illustrates the case when $h$ is constrained
|
1127 |
|
|
as well, does not show integer lattice points for
|
1128 |
|
|
$h > h_{MAX}$. In principle, if the integer lattice shown
|
1129 |
|
|
in Fig. \ref{fig:cfry0:ili0:00} were extended indefinitely
|
1130 |
|
|
``upward'', every positive irreducible rational number with
|
1131 |
|
|
$k \leq k_{MAX} = 5$ could be found graphically.}
|
1132 |
|
|
\end{itemize}
|
1133 |
|
|
|
1134 |
|
|
Fig. \ref{fig:cfry0:chk0:01} illustrates the graphical construction method
|
1135 |
|
|
of $F_5$. Note that only integer lattice points which are directly
|
1136 |
|
|
visible from the origin (with no intervening points) are selected.
|
1137 |
|
|
(Fig. \ref{fig:cfry0:chk0:01}, like Fig. \ref{fig:cfry0:ili0:00},
|
1138 |
|
|
shows the case of constrained $h$---the integer lattice should be
|
1139 |
|
|
continued ``upward'' to construct the Farey series.)
|
1140 |
|
|
|
1141 |
|
|
\begin{figure}
|
1142 |
|
|
\centering
|
1143 |
|
|
\includegraphics[width=4.6in]{c_fry0/farey01b.eps}
|
1144 |
|
|
\caption{Graphical Interpretation Of Irreducible Rational Numbers
|
1145 |
|
|
$h/k$ That Can Be Formed With $h \leq h_{MAX}=3$, $k \leq k_{MAX}=5$}
|
1146 |
|
|
\label{fig:cfry0:chk0:01}
|
1147 |
|
|
\end{figure}
|
1148 |
|
|
|
1149 |
|
|
|
1150 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1151 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1152 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1153 |
|
|
\section[Generating $F_{k_{MAX}, \overline{h_{MAX}}}$ In A Rectangular Region]
|
1154 |
|
|
{Generating \mbox{\boldmath $F_{k_{MAX}, \overline{h_{MAX}}}$}
|
1155 |
|
|
Over A Rectangular Region Of The Integer Lattice}
|
1156 |
|
|
%Section tag: CHK0
|
1157 |
|
|
\label{cfry0:schk0}
|
1158 |
|
|
|
1159 |
|
|
\index{FKMAXHMAX@$F_{k_{MAX}, \overline{h_{MAX}}}$}
|
1160 |
|
|
In practice, $F_N$ does not represent the set of
|
1161 |
|
|
rational numbers that may be used for rational approximation in an
|
1162 |
|
|
application; hence it isn't usually appropriate to choose a
|
1163 |
|
|
rational number from $F_N$ strictly as
|
1164 |
|
|
the theory of numbers defines it.
|
1165 |
|
|
An actual application is parameterized not just by
|
1166 |
|
|
$k_{MAX}$ (the maximum denominator that may be chosen, which is considered
|
1167 |
|
|
in the definition of the Farey series),
|
1168 |
|
|
but also by $h_{MAX}$ (the maximum numerator
|
1169 |
|
|
that may be chosen). Typically, $h_{MAX}$ exists as a constraint
|
1170 |
|
|
because a machine multiplication instruction is limited in the size of the
|
1171 |
|
|
operands it can accomodate; and $k_{MAX}$ exists as a constraint because
|
1172 |
|
|
a machine division instruction is limited in the size of the divisor
|
1173 |
|
|
it can accomodate.
|
1174 |
|
|
|
1175 |
|
|
In practice, the rational numbers that may be used for rational
|
1176 |
|
|
approximation represent a rectangular region of the integer
|
1177 |
|
|
lattice---all $(k,h):$ $h \leq h_{MAX} \wedge k \leq k_{MAX}$
|
1178 |
|
|
(Figs. \ref{fig:cfry0:ili0:00}, \ref{fig:cfry0:chk0:01}).
|
1179 |
|
|
|
1180 |
|
|
Fig. \ref{fig:cfry0:ili0:00} supplies a graphical
|
1181 |
|
|
interpretation of all rational numbers
|
1182 |
|
|
that can be formed with constraints $h \leq h_{MAX} = 3$
|
1183 |
|
|
and $k \leq k_{MAX} = 5$. Each point of the integer lattice
|
1184 |
|
|
shown in the figure is a rational number, not necessarily
|
1185 |
|
|
irreducible. Because under this graphical interpretation
|
1186 |
|
|
a rational number is irreducible iff it can be reached
|
1187 |
|
|
by a ray from the origin with no intervening rational numbers,
|
1188 |
|
|
it is clear that the complete ordered set of irreducible
|
1189 |
|
|
rational numbers that can be formed under the
|
1190 |
|
|
constraints $h \leq h_{MAX}$ and $k \leq k_{MAX}$
|
1191 |
|
|
can be obtained graphically by sweeping a ray from
|
1192 |
|
|
the origin through the angles $0 \leq \theta < \pi/2$,
|
1193 |
|
|
recording each point directly visible from the origin.
|
1194 |
|
|
This graphical construction process is illustrated
|
1195 |
|
|
in Fig. \ref{fig:cfry0:chk0:01}.
|
1196 |
|
|
|
1197 |
|
|
From the graphical construction process shown in
|
1198 |
|
|
Fig. \ref{fig:cfry0:chk0:01}, it can be seen that the
|
1199 |
|
|
set of irreducible rational numbers that can be formed
|
1200 |
|
|
subject to the constraints
|
1201 |
|
|
$h \leq h_{MAX} \wedge k \leq k_{MAX}$ is:
|
1202 |
|
|
|
1203 |
|
|
\begin{equation}
|
1204 |
|
|
\left\{ { \frac{0}{1}, \frac{1}{5}, \frac{1}{4},
|
1205 |
|
|
\frac{1}{3}, \frac{2}{5}, \frac{1}{2},
|
1206 |
|
|
\frac{3}{5},
|
1207 |
|
|
\frac{2}{3}, \frac{3}{4}, \frac{1}{1},
|
1208 |
|
|
\frac{3}{2}, \frac{2}{1}, \frac{3}{1} } \right\} .
|
1209 |
|
|
\end{equation}
|
1210 |
|
|
|
1211 |
|
|
We denote the ordered set of irreducible rational
|
1212 |
|
|
numbers that can be formed subject to the
|
1213 |
|
|
constraints $h \leq h_{MAX} \wedge k \leq k_{MAX}$ as
|
1214 |
|
|
$F_{k_{MAX}, \overline{h_{MAX}}}$.\footnote{Notationally,
|
1215 |
|
|
in general,
|
1216 |
|
|
we use an overbar on the order of a Farey series to
|
1217 |
|
|
denote that the terms are inverted and reversed in order.
|
1218 |
|
|
For example, $F_3 = \{ 0/1, 1/3, 1/2, \ldots \}$, but
|
1219 |
|
|
$F_{\overline{3}} = \{ \ldots , 2/1, 3/1 \}$. Notation
|
1220 |
|
|
such as $F_{A, \overline{B}}$ is an extension of that convention.}
|
1221 |
|
|
|
1222 |
|
|
There are three important questions to be asked about
|
1223 |
|
|
the series $F_{k_{MAX}, \overline{h_{MAX}}}$:
|
1224 |
|
|
|
1225 |
|
|
\begin{itemize}
|
1226 |
|
|
\item What are the smallest and largest rational numbers in
|
1227 |
|
|
$F_{k_{MAX}, \overline{h_{MAX}}}$?
|
1228 |
|
|
(This question is easy: the smallest two rational numbers
|
1229 |
|
|
in $F_{k_{MAX}, \overline{h_{MAX}}}$ are $0/1$
|
1230 |
|
|
and $1/k_{MAX}$, and the largest rational number
|
1231 |
|
|
is $h_{MAX}/1$.)
|
1232 |
|
|
|
1233 |
|
|
\item How do we construct $F_{k_{MAX}, \overline{h_{MAX}}}$?
|
1234 |
|
|
|
1235 |
|
|
\item If we desire to approximate a real number
|
1236 |
|
|
$r_I$, $r_{IMIN} \leq r_I \leq r_{IMAX}$,
|
1237 |
|
|
using a rational number selected from
|
1238 |
|
|
$F_{k_{MAX}, \overline{h_{MAX}}}$, how large might
|
1239 |
|
|
the error $| h/k - r_I |$ be?
|
1240 |
|
|
\end{itemize}
|
1241 |
|
|
|
1242 |
|
|
|
1243 |
|
|
\subsection[Construction Of $F_{k_{MAX},\overline{h_{MAX}}}$]
|
1244 |
|
|
{Construction Of \mbox{\boldmath $F_{k_{MAX},\overline{h_{MAX}}}$}}
|
1245 |
|
|
|
1246 |
|
|
\index{FKMAXHMAX@$F_{k_{MAX}, \overline{h_{MAX}}}$!construction of}
|
1247 |
|
|
To construct $F_{k_{MAX}, \overline{h_{MAX}}}$, for
|
1248 |
|
|
$0 \leq \theta \leq \tan^{-1} (h_{MAX}/k_{MAX})$---the
|
1249 |
|
|
region of the series where $k_{MAX}$ is the dominant constraint,
|
1250 |
|
|
i.e. below the ``corner point'' in Figs. \ref{fig:cfry0:ili0:00}
|
1251 |
|
|
and \ref{fig:cfry0:chk0:01}---note
|
1252 |
|
|
that these terms are simply
|
1253 |
|
|
$F_{k_{MAX}}$ up to $h_{MAX}/k_{MAX}$ or its reduced
|
1254 |
|
|
equivalent.\footnote{If this is not intuitively clear,
|
1255 |
|
|
note in Figs. \ref{fig:cfry0:ili0:00} and \ref{fig:cfry0:chk0:01}
|
1256 |
|
|
that all of the terms of $F_{k_{MAX}}$---that is, all rational
|
1257 |
|
|
numbers, both reducible and irreducible, with $k \leq k_{MAX}$---are
|
1258 |
|
|
available for selection
|
1259 |
|
|
until the ``corner point'' is reached.}
|
1260 |
|
|
To construct $F_{k_{MAX}, \overline{h_{MAX}}}$ for
|
1261 |
|
|
$\tan^{-1} (h_{MAX}/k_{MAX}) < \theta < \pi/2$---the
|
1262 |
|
|
region of the series where $h_{MAX}$ is the dominant constraint,
|
1263 |
|
|
i.e. above the ``corner point'' in Figs. \ref{fig:cfry0:ili0:00}
|
1264 |
|
|
and \ref{fig:cfry0:chk0:01}---note that by a graphical argument
|
1265 |
|
|
of symmetry, these terms are the reciprocals of ascending terms of $F_{h_{MAX}}$.
|
1266 |
|
|
For example, in Fig. \ref{fig:cfry0:chk0:01}, if the $h$- and $k$-
|
1267 |
|
|
axes are transposed, it is easy to see that $3/1$ in the original integer lattice
|
1268 |
|
|
would correspond to $1/3$ in the transposed integer lattice. This argument of
|
1269 |
|
|
symmetry immediately suggests a procedure for constructing
|
1270 |
|
|
$F_{k_{MAX},\overline{h_{MAX}}}$.
|
1271 |
|
|
|
1272 |
|
|
\begin{itemize}
|
1273 |
|
|
\item Construct $F_{k_{MAX}}$ from $0/1$ up through $h_{MAX}/k_{MAX}$ or its
|
1274 |
|
|
reduced equivalent.
|
1275 |
|
|
\item Construct $F_{h_{MAX}}$ from $1/h_{MAX}$ up to $k_{MAX}/h_{MAX}$ or
|
1276 |
|
|
its reduced equivalent; then reverse the order of the
|
1277 |
|
|
terms and take the reciprocal of
|
1278 |
|
|
each term.
|
1279 |
|
|
\item Concatenate the results from the two steps above.
|
1280 |
|
|
\end{itemize}
|
1281 |
|
|
|
1282 |
|
|
\begin{vworkexamplestatement}
|
1283 |
|
|
\label{ex:cfry0:schk:00}
|
1284 |
|
|
Construct $F_{5,\overline{3}}$, the set of
|
1285 |
|
|
all irreducible rational numbers $h/k$
|
1286 |
|
|
that can be formed with $h \leq h_{MAX}=3$ and
|
1287 |
|
|
$k \leq k_{MAX}=5$.\footnote{Note that $F_{5,\overline{3}}$
|
1288 |
|
|
is the series depicted in Fig. \ref{fig:cfry0:chk0:01}, and
|
1289 |
|
|
this example can be verified against the figure.}
|
1290 |
|
|
\end{vworkexamplestatement}
|
1291 |
|
|
\begin{vworkexampleparsection}{Solution}
|
1292 |
|
|
(Using the method of construction presented above.)
|
1293 |
|
|
First, $F_5$ up through $h_{MAX}/k_{MAX} = 3/5$ or its reduced
|
1294 |
|
|
equivalent should be constructed. This series is
|
1295 |
|
|
|
1296 |
|
|
\begin{equation}
|
1297 |
|
|
\label{eq:cfry0:schk:ex00:eq00}
|
1298 |
|
|
F_5 =
|
1299 |
|
|
\left\{ { \frac{0}{1}, \frac{1}{5}, \frac{1}{4},
|
1300 |
|
|
\frac{1}{3}, \frac{2}{5}, \frac{1}{2},
|
1301 |
|
|
\frac{3}{5}, \ldots{} } \right\} .
|
1302 |
|
|
\end{equation}
|
1303 |
|
|
|
1304 |
|
|
Second, $F_3$ is constructed from $1/3$ up to $k_{MAX}/h_{MAX} = 5/3$ or
|
1305 |
|
|
its reduced equivalent (not including the
|
1306 |
|
|
final term, $5/3$). This series is
|
1307 |
|
|
|
1308 |
|
|
\begin{equation}
|
1309 |
|
|
\label{eq:cfry0:schk:ex00:eq01}
|
1310 |
|
|
F_3 =
|
1311 |
|
|
\left\{ { \ldots , \frac{1}{3}, \frac{1}{2}, \frac{2}{3},
|
1312 |
|
|
\frac{1}{1}, \frac{4}{3}, \frac{3}{2}, \ldots{} } \right\} .
|
1313 |
|
|
\end{equation}
|
1314 |
|
|
|
1315 |
|
|
Third, the terms of $F_3$ are reversed in order, and the reciprocal of each term is
|
1316 |
|
|
calculated, yielding
|
1317 |
|
|
|
1318 |
|
|
\begin{equation}
|
1319 |
|
|
\label{eq:cfry0:schk:ex00:eq02}
|
1320 |
|
|
F_{\overline{3}} =
|
1321 |
|
|
\left\{ { \ldots{}, \frac{2}{3}, \frac{3}{4}, \frac{1}{1},
|
1322 |
|
|
\frac{3}{2}, \frac{2}{1}, \frac{3}{1} } \right\} .
|
1323 |
|
|
\end{equation}
|
1324 |
|
|
|
1325 |
|
|
Finally, concatenating (\ref{eq:cfry0:schk:ex00:eq00})
|
1326 |
|
|
and
|
1327 |
|
|
(\ref{eq:cfry0:schk:ex00:eq02}) yields $F_{5,\overline{3}}$, below.
|
1328 |
|
|
|
1329 |
|
|
\begin{equation}
|
1330 |
|
|
\label{eq:cfry0:schk:ex00:eq03}
|
1331 |
|
|
F_{5,\overline{3}} =
|
1332 |
|
|
\left\{ { \frac{0}{1}, \frac{1}{5}, \frac{1}{4},
|
1333 |
|
|
\frac{1}{3}, \frac{2}{5}, \frac{1}{2},
|
1334 |
|
|
\frac{3}{5},
|
1335 |
|
|
\frac{2}{3}, \frac{3}{4}, \frac{1}{1},
|
1336 |
|
|
\frac{3}{2}, \frac{2}{1}, \frac{3}{1} } \right\}
|
1337 |
|
|
\end{equation}
|
1338 |
|
|
|
1339 |
|
|
\end{vworkexampleparsection}
|
1340 |
|
|
\vworkexamplefooter{}
|
1341 |
|
|
|
1342 |
|
|
It is clear that Thm. \ref{thm:cfry0:sgfs0:01}
|
1343 |
|
|
and (\ref{eq:cfry0:sgfs0:thm:01:eq01}) through
|
1344 |
|
|
(\ref{eq:cfry0:sgfs0:thm:01:eq04}) can be used to construct
|
1345 |
|
|
$F_{k_{MAX}, \overline{h_{MAX}}}$. However, such algorithms
|
1346 |
|
|
are not discussed because---even with refinements---they
|
1347 |
|
|
can be no better than $O(N)$ and are not
|
1348 |
|
|
fruitful to develop. Instead, an $O(log N)$
|
1349 |
|
|
algorithm is presented in
|
1350 |
|
|
\ccfrzeroxrefcomma{}\ccfrzeromcclass{} \ref{ccfr0},
|
1351 |
|
|
\emph{\ccfrzeroshorttitle{}}.
|
1352 |
|
|
|
1353 |
|
|
|
1354 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1355 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1356 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1357 |
|
|
\subsection[Distance Between Terms Of $F_{h_{MAX},k_{MAX}}$]
|
1358 |
|
|
{Distance Between Terms Of \mbox{\boldmath $F_{h_{MAX},k_{MAX}}$}}
|
1359 |
|
|
|
1360 |
|
|
\index{FKMAXHMAX@$F_{k_{MAX}, \overline{h_{MAX}}}$!distance between terms}
|
1361 |
|
|
\index{Farey series!distance between terms}
|
1362 |
|
|
The maximum \emph{distance} between terms of $F_{h_{MAX},k_{MAX}}$ also establishes
|
1363 |
|
|
what we call the maximum \emph{placement error}, $|r_A - r_I|$, in choosing
|
1364 |
|
|
$r_A = h/k$. Specifically, the maximum distance is twice the maximum placement
|
1365 |
|
|
error. Clearly, with a maximum distance specified, choosing $r_I = (x+y)/2$ for
|
1366 |
|
|
two successive terms $x$ and $y$ separated by the maximum distance is
|
1367 |
|
|
the most antagonistic
|
1368 |
|
|
choice of $r_I$ possible.
|
1369 |
|
|
We use the two notions (maximum distance and maximum placement error)
|
1370 |
|
|
interchangeably and don't bother to convert between them, as they are
|
1371 |
|
|
the same notion and differ only by a factor of two.
|
1372 |
|
|
|
1373 |
|
|
It is clear from the earlier discussion of the Farey series that the maximum
|
1374 |
|
|
distance between terms in $F_{k_{MAX}}$ is $1/k_{MAX}$, and that this maximum
|
1375 |
|
|
distance occurs only adjacent to an integer. It is also clear from the
|
1376 |
|
|
discussion of $F_{\overline{h_{MAX}}}$ that the maximum distance between terms
|
1377 |
|
|
is 1.
|
1378 |
|
|
|
1379 |
|
|
Thus, when we use $F_{k_{MAX}, \overline{h_{MAX}}}$ to approximate real numbers,
|
1380 |
|
|
in general the worst-case distance between terms is 1.
|
1381 |
|
|
|
1382 |
|
|
In practical applications when rational approximation is used,
|
1383 |
|
|
the approximation tends to be used over a restricted interval
|
1384 |
|
|
$[l \gg 0, r \ll h_{MAX}]$ rather than over the full range of the rational numbers that
|
1385 |
|
|
can be formed, $[0, h_{MAX}]$. This section develops novel upper bounds on
|
1386 |
|
|
the distance between terms of $F_{k_{MAX}, \overline{h_{MAX}}}$ in an interval
|
1387 |
|
|
$[l,r]$. For simplicity, assume $l,r \in F_{k_{MAX}, \overline{h_{MAX}}}$.
|
1388 |
|
|
|
1389 |
|
|
Three distinct cases are developed (Figure \ref{fig:cfry0:schk0:threecases}).
|
1390 |
|
|
The upper bound developed from Case III is always larger than the upper
|
1391 |
|
|
bound developed from Case II, which is always larger than the upper bound developed
|
1392 |
|
|
from Case I; so if only the absolute maximum error over
|
1393 |
|
|
the interval $[l,r]$ is of interest, only the
|
1394 |
|
|
highest-numbered case which applies needs to be evaluated. However, some
|
1395 |
|
|
applications may have different error requirements in different regions
|
1396 |
|
|
of the interval $[l,r]$, and for these applications it may be beneficial
|
1397 |
|
|
to analyze more than one case.
|
1398 |
|
|
|
1399 |
|
|
\begin{figure}
|
1400 |
|
|
\centering
|
1401 |
|
|
\includegraphics[width=4.6in]{c_fry0/errreg01.eps}
|
1402 |
|
|
\caption{Three Cases For Bounding Distance Between Terms In
|
1403 |
|
|
$F_{k_{MAX}, \overline{h_{MAX}}}$}
|
1404 |
|
|
\label{fig:cfry0:schk0:threecases}
|
1405 |
|
|
\end{figure}
|
1406 |
|
|
|
1407 |
|
|
|
1408 |
|
|
\subsubsection[Case I: $r_I < h_{MAX}/k_{MAX}$]
|
1409 |
|
|
{Case I: \mbox{\boldmath $r_I < h_{MAX}/k_{MAX}$}}
|
1410 |
|
|
|
1411 |
|
|
With $r_I < h_{MAX}/k_{MAX}$, $k \leq k_{MAX}$ is the dominant
|
1412 |
|
|
constraint, and the neighbors available to $r_I$ are simply the
|
1413 |
|
|
terms of $F_{k_{MAX}}$. If $[l, r] \cap [0, h_{MAX}/k_{MAX}]$
|
1414 |
|
|
includes an integer, clearly the maximum distance from $r_I$ to the
|
1415 |
|
|
nearest available term of $F_{k_{MAX}, \overline{h_{MAX}}}$ is given
|
1416 |
|
|
by
|
1417 |
|
|
|
1418 |
|
|
\begin{equation}
|
1419 |
|
|
\left|
|
1420 |
|
|
\frac{h}{k} - r_I
|
1421 |
|
|
\right|
|
1422 |
|
|
\leq
|
1423 |
|
|
\frac{1}{2 k_{MAX}} ,
|
1424 |
|
|
\end{equation}
|
1425 |
|
|
|
1426 |
|
|
which is the same result for the Farey series in general.
|
1427 |
|
|
|
1428 |
|
|
If $[l, r] \cap [0, h_{MAX}/k_{MAX}]$ does
|
1429 |
|
|
not include an integer, it can be shown that the
|
1430 |
|
|
maximum distance between Farey terms is driven by the
|
1431 |
|
|
rational number with the smallest denominator in the
|
1432 |
|
|
interval $[l, r]$.
|
1433 |
|
|
|
1434 |
|
|
For two consecutive terms $p/q$ and $p'/q'$ in $F_{k_{MAX}}$,
|
1435 |
|
|
$p'q - pq' = 1$ (Thm. \ref{thm:cfry0:spfs:02}), so that
|
1436 |
|
|
|
1437 |
|
|
\begin{equation}
|
1438 |
|
|
\frac{p'}{q'} - \frac{p}{q} =
|
1439 |
|
|
\frac{p'q - pq'}{q q'} = \frac{1}{qq'} .
|
1440 |
|
|
\end{equation}
|
1441 |
|
|
|
1442 |
|
|
By Thm. \ref{thm:cfry0:spfs:02ba}, $q+q' > k_{MAX}$, therefore
|
1443 |
|
|
|
1444 |
|
|
\begin{equation}
|
1445 |
|
|
\label{eq:cfry0:schk0:minqplacementupperbound}
|
1446 |
|
|
\frac{1}{q k_{MAX}} \leq
|
1447 |
|
|
\frac{1}{q q'} <
|
1448 |
|
|
\frac{1}{q (k_{MAX}-q)}.
|
1449 |
|
|
\end{equation}
|
1450 |
|
|
|
1451 |
|
|
Let $q_{MIN}$ be the smallest denominator of any rational number
|
1452 |
|
|
$\in F_{k_{MAX}}$ in the interval $[l,r]$. It is then easy to show
|
1453 |
|
|
that for any consecutive denominators $q, q'$ which occur in
|
1454 |
|
|
$F_{k_{MAX}}$ in the interval $[l,r]$,
|
1455 |
|
|
|
1456 |
|
|
\begin{equation}
|
1457 |
|
|
\frac{1}{q q'} < \frac{1}{q_{MIN} \; max (q_{MIN}, k_{MAX} - q_{MIN})} .
|
1458 |
|
|
\end{equation}
|
1459 |
|
|
|
1460 |
|
|
Thus, the upper bound on the distance between consecutive terms of $F_{k_{MAX}}$
|
1461 |
|
|
in an interval $[l,r]$ is tied to the minimum denominator of any
|
1462 |
|
|
rational number $\in F_{k_{MAX}}$ in $[l,r]$.
|
1463 |
|
|
|
1464 |
|
|
Note that clearly
|
1465 |
|
|
$q_{MIN} \leq 1/(r-l)$, so for most practical intervals $[l,r]$,
|
1466 |
|
|
the search for $q_{MIN}$ would not be computationally expensive.
|
1467 |
|
|
However, applications could arise where an approximation is used
|
1468 |
|
|
in an \emph{extremely} narrow interval, and having an algorithm available that
|
1469 |
|
|
is computationally viable for such cases is advantageous. For example,
|
1470 |
|
|
locating the rational number $\in F_{2^{20,000}}$ with the smallest denominator
|
1471 |
|
|
in an interval of width $2^{-10,000}$ could be a serious computational
|
1472 |
|
|
problem.
|
1473 |
|
|
|
1474 |
|
|
To locate $q_{MIN}$ in $[l,r]$, note that at least one rational number
|
1475 |
|
|
with $q_{MIN}$ as a denominator in $[l,r]$ is the best approximation
|
1476 |
|
|
of order $q_{MIN}$ to the midpoint of the interval,
|
1477 |
|
|
$(l+r)/2$.\footnote{Thanks to David M. Einstein \cite{bibref:i:davidmeinstein}
|
1478 |
|
|
and David Eppstein \cite{bibref:i:davideppstein}
|
1479 |
|
|
for this observation, contributed via the \texttt{sci.math} newsgroup
|
1480 |
|
|
\cite{bibref:n:scimathnewsgroup},
|
1481 |
|
|
which is the linchpin of Algorithm \ref{alg:cfmindenominator}.}
|
1482 |
|
|
By theorem (\cite{bibref:b:KhinchinClassic}, Theorem 15), every best approximation
|
1483 |
|
|
of a number is a convergent or intermediate fraction of the
|
1484 |
|
|
continued fraction representation of the number. We seek the
|
1485 |
|
|
convergent or intermediate fraction of $(l+r)/2$ with the smallest
|
1486 |
|
|
denominator that is in the interval $[l,r]$.\footnote{Regrettably,
|
1487 |
|
|
at this point the cart comes before the horse---the insight and
|
1488 |
|
|
algorithms which follow are based on continued fractions, which
|
1489 |
|
|
are not covered until \ccfrzeroxrefcomma{}\ccfrzeromcclass{} \ref{ccfr0},
|
1490 |
|
|
\emph{\ccfrzeroshorttitle{}}. We apologize for the potential necessity
|
1491 |
|
|
of reading this work out of order.}
|
1492 |
|
|
|
1493 |
|
|
The convergents and intermediate fractions of $(l+r)/2$ are naturally
|
1494 |
|
|
arranged in order of increasing denominator. However, it would be
|
1495 |
|
|
inefficient to test \emph{every} intermediate fraction
|
1496 |
|
|
for membership in $[l,r]$, as partial quotients $a_k$ are unlimited in
|
1497 |
|
|
size and such an algorithm may not be $O(log \; k_{MAX})$. Instead,
|
1498 |
|
|
since intermediate fractions are formed using the parameterized
|
1499 |
|
|
expression $(i p_k + p_{k-1})/(i q_k + q_{k-1})$,
|
1500 |
|
|
and since intermediate fractions are ever-increasing
|
1501 |
|
|
or ever-decreasing with respect to the parameter $i$, the
|
1502 |
|
|
smallest value of $i$ which will create an intermediate
|
1503 |
|
|
fraction potentially within $[l,r]$ can be directly
|
1504 |
|
|
calculated. Only the intermediate fraction formed with
|
1505 |
|
|
this calculated value of $i$ needs to be tested for membership in
|
1506 |
|
|
$[l,r]$.
|
1507 |
|
|
|
1508 |
|
|
Let $l_N$ and $l_D$ be the numerator and denominator of $l$, and
|
1509 |
|
|
let $r_N$ and $r_D$ be the numerator and denominator of $r$.
|
1510 |
|
|
In the case of $k$ even; $s_k < l < (l+r)/2$ (otherwise $s_k$
|
1511 |
|
|
would have been identified as $\in [l,r]$, see Algorithm
|
1512 |
|
|
\ref{alg:cfmindenominator}); $s_{k+1} \geq (l+r)/2$;
|
1513 |
|
|
with increasing $i$, $(i p_k + p_{k-1})/(i q_k + q_{k-1})$
|
1514 |
|
|
forms a decreasing sequence; and the inequality we seek to solve is
|
1515 |
|
|
|
1516 |
|
|
\begin{equation}
|
1517 |
|
|
\label{eq:cfry0:schk0:ifselection01}
|
1518 |
|
|
\frac{i p_k + p_{k-1}}{i q_k + q_{k-1}} \leq \frac{r_N}{r_D}.
|
1519 |
|
|
\end{equation}
|
1520 |
|
|
|
1521 |
|
|
Solving (\ref{eq:cfry0:schk0:ifselection01}), the smallest integral
|
1522 |
|
|
value of $i$ that will suffice is
|
1523 |
|
|
|
1524 |
|
|
\begin{equation}
|
1525 |
|
|
\label{eq:cfry0:schk0:ifselection02}
|
1526 |
|
|
i = \left\lceil {
|
1527 |
|
|
\frac{r_N q_{k-1} - r_D p_{k-1}}{r_D p_k - r_N q_k}
|
1528 |
|
|
} \right\rceil .
|
1529 |
|
|
\end{equation}
|
1530 |
|
|
|
1531 |
|
|
Similarly, for $k$ odd, the sequence is increasing,
|
1532 |
|
|
and the inequality and solution are
|
1533 |
|
|
|
1534 |
|
|
\begin{equation}
|
1535 |
|
|
\label{eq:cfry0:schk0:ifselection03}
|
1536 |
|
|
\frac{i p_k + p_{k-1}}{i q_k + q_{k-1}} \geq \frac{l_N}{l_D}
|
1537 |
|
|
\to
|
1538 |
|
|
i = \left\lceil {
|
1539 |
|
|
\frac{l_N q_{k-1} - l_D p_{k-1}}{l_D p_k - l_N q_k}
|
1540 |
|
|
} \right\rceil .
|
1541 |
|
|
\end{equation}
|
1542 |
|
|
|
1543 |
|
|
(\ref{eq:cfry0:schk0:ifselection01}),
|
1544 |
|
|
(\ref{eq:cfry0:schk0:ifselection02}),
|
1545 |
|
|
and (\ref{eq:cfry0:schk0:ifselection03}) suggest the following continued fraction
|
1546 |
|
|
algorithm for finding
|
1547 |
|
|
a rational number with the smallest denominator in an
|
1548 |
|
|
interval $[l,r]$.
|
1549 |
|
|
|
1550 |
|
|
\begin{vworkalgorithmstatement}\label{alg:cfmindenominator}\end{vworkalgorithmstatement}
|
1551 |
|
|
\begin{alglvl0}
|
1552 |
|
|
\item Calculate all partial quotients $a_k$ and all convergents
|
1553 |
|
|
$s_k = p_k/q_k$ of the midpoint of the interval,
|
1554 |
|
|
$(l+r)/2$.
|
1555 |
|
|
|
1556 |
|
|
\item For each convergent $s_k=p_k/q_k$, in order of increasing $k$:
|
1557 |
|
|
|
1558 |
|
|
\begin{alglvl1}
|
1559 |
|
|
|
1560 |
|
|
\item If $s_k = p_k/q_k \in [l,r]$, $s_k$ is a rational number with
|
1561 |
|
|
the lowest denominator, STOP.
|
1562 |
|
|
|
1563 |
|
|
\item If $k$ is even,
|
1564 |
|
|
|
1565 |
|
|
\begin{alglvl2}
|
1566 |
|
|
|
1567 |
|
|
\item Calculate $i$ according to (\ref{eq:cfry0:schk0:ifselection02}).
|
1568 |
|
|
If $i < a_{k+1}$ and the intermediate fraction
|
1569 |
|
|
$(i p_k + p_{k-1})$ $/$ $(i q_k + q_{k-1})$ $\geq$ $l$, this intermediate
|
1570 |
|
|
fraction is
|
1571 |
|
|
a rational number with the lowest denominator, STOP.
|
1572 |
|
|
|
1573 |
|
|
\end{alglvl2}
|
1574 |
|
|
|
1575 |
|
|
\item Else if $k$ is odd,
|
1576 |
|
|
|
1577 |
|
|
\begin{alglvl2}
|
1578 |
|
|
|
1579 |
|
|
\item Calculate $i$ according to (\ref{eq:cfry0:schk0:ifselection03}).
|
1580 |
|
|
If $i < a_{k+1}$ and the intermediate fraction
|
1581 |
|
|
$(i p_k + p_{k-1})$ $/$ $(i q_k + q_{k-1})$ $\leq$ $r$, this intermediate
|
1582 |
|
|
fraction is
|
1583 |
|
|
a rational number with the lowest denominator, STOP.
|
1584 |
|
|
|
1585 |
|
|
\end{alglvl2}
|
1586 |
|
|
|
1587 |
|
|
\end{alglvl1}
|
1588 |
|
|
|
1589 |
|
|
\end{alglvl0}
|
1590 |
|
|
|
1591 |
|
|
Algorithm \ref{alg:cfmindenominator} is approximately $O(log \; k_{MAX})$,
|
1592 |
|
|
since there are a fixed number of steps per convergent, and the maximum number
|
1593 |
|
|
of convergents is $O(log \; k_{MAX})$. Once a rational number with the smallest
|
1594 |
|
|
denominator $q_{MIN}$ is located, (\ref{eq:cfry0:schk0:minqplacementupperbound})
|
1595 |
|
|
can be applied to bound $|r_A - r_I|$; namely,
|
1596 |
|
|
|
1597 |
|
|
\begin{equation}
|
1598 |
|
|
\label{eq:qminmaxplacementerror}
|
1599 |
|
|
\left| {\frac{h}{k} - r_I} \right|
|
1600 |
|
|
<
|
1601 |
|
|
\frac{1}{2q_{MIN} \; max(q_{MIN}, k_{MAX} - q_{MIN})} .
|
1602 |
|
|
\end{equation}
|
1603 |
|
|
|
1604 |
|
|
|
1605 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1606 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1607 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1608 |
|
|
\subsubsection[Case II: $h_{MAX}/k_{MAX} < r_I < 1$]
|
1609 |
|
|
{Case II: \mbox{\boldmath $h_{MAX}/k_{MAX} < r_I < 1$}}
|
1610 |
|
|
|
1611 |
|
|
If $h_{MAX}/k_{MAX} < r_I < 1$, a graphical argument
|
1612 |
|
|
(Figure \ref{fig:cfry0:schk0:caseii}) can be used
|
1613 |
|
|
to more tightly bound the maximum distance between terms of
|
1614 |
|
|
$F_{k_{MAX}, \overline{h_{MAX}}}$.
|
1615 |
|
|
|
1616 |
|
|
\begin{figure}
|
1617 |
|
|
\centering
|
1618 |
|
|
\includegraphics[height=2.0in]{c_fry0/errcase2.eps}
|
1619 |
|
|
\caption{Graphical Interpretation Of Case II: $h_{MAX}/k_{MAX} < r_I < 1$}
|
1620 |
|
|
\label{fig:cfry0:schk0:caseii}
|
1621 |
|
|
\end{figure}
|
1622 |
|
|
|
1623 |
|
|
In this case, a formable term at or to the left\footnote{To the left on the
|
1624 |
|
|
number line, but to the right in Figure \ref{fig:cfry0:schk0:caseii}.}
|
1625 |
|
|
of $r_I$ is represented by the point $(\lfloor h_{MAX}/r_I \rfloor + 1, h_{MAX} )$
|
1626 |
|
|
in the integer lattice,
|
1627 |
|
|
and a formable term at or to the right of $r_I$ is
|
1628 |
|
|
represented by the point $(\lfloor h_{MAX}/r_I \rfloor, h_{MAX} )$
|
1629 |
|
|
in the integer lattice. Thus, the maximum distance between
|
1630 |
|
|
neighboring terms in $F_{k_{MAX}, \overline{h_{MAX}}}$
|
1631 |
|
|
is given by the difference of these two terms,
|
1632 |
|
|
|
1633 |
|
|
\begin{equation}
|
1634 |
|
|
\frac{h_{MAX}}{\left\lfloor {\frac{h_{MAX}}{r_I}} \right\rfloor}
|
1635 |
|
|
-
|
1636 |
|
|
\frac{h_{MAX}}{\left\lfloor {\frac{h_{MAX}}{r_I}} \right\rfloor + 1}
|
1637 |
|
|
=
|
1638 |
|
|
\frac{h_{MAX}}{{\left\lfloor {\frac{h_{MAX}}{r_I}} \right\rfloor}^2
|
1639 |
|
|
+ \left\lfloor {\frac{h_{MAX}}{r_I}} \right\rfloor},
|
1640 |
|
|
\end{equation}
|
1641 |
|
|
|
1642 |
|
|
and the maximum distance from $r_I$ to a neighboring term is
|
1643 |
|
|
given by
|
1644 |
|
|
|
1645 |
|
|
\begin{equation}
|
1646 |
|
|
\label{eq:cfry0:schk0:caseiimaxplacementerror}
|
1647 |
|
|
\left|
|
1648 |
|
|
\frac{h}{k} - r_I
|
1649 |
|
|
\right|
|
1650 |
|
|
\leq
|
1651 |
|
|
\frac{h_{MAX}}{2 \left( { {\left\lfloor {\frac{h_{MAX}}{r_I}} \right\rfloor}^2
|
1652 |
|
|
+ \left\lfloor {\frac{h_{MAX}}{r_I}} \right\rfloor } \right) }.
|
1653 |
|
|
\end{equation}
|
1654 |
|
|
|
1655 |
|
|
Note that Case II will exist only if $h_{MAX}/k_{MAX} < 1$.
|
1656 |
|
|
|
1657 |
|
|
|
1658 |
|
|
\subsubsection[Case III: $1 < h_{MAX}/k_{MAX} < r_I$]
|
1659 |
|
|
{Case III: \mbox{\boldmath $1 < h_{MAX}/k_{MAX} < r_I$}}
|
1660 |
|
|
|
1661 |
|
|
It can be established graphically, using the coordinate system of
|
1662 |
|
|
Figure \ref{fig:cfry0:ili0:00}, Figure \ref{fig:cfry0:chk0:01},
|
1663 |
|
|
or Figure \ref{fig:cfry0:schk0:threecases},
|
1664 |
|
|
that the line $h=r_I k$ intercepts the
|
1665 |
|
|
line $h=h_{MAX}$ at the point $(h_{MAX}/r_I, h_{MAX})$. It is clear
|
1666 |
|
|
from a graphical argument that all of the terms of the Farey series
|
1667 |
|
|
of order $\lfloor h_{MAX}/r_I \rfloor$ are available as neighbors
|
1668 |
|
|
of $r_I$. Therefore,
|
1669 |
|
|
|
1670 |
|
|
\begin{equation}
|
1671 |
|
|
\label{eq:cfry0:schk0:caseiiiplacementerror}
|
1672 |
|
|
\left|
|
1673 |
|
|
\frac{h}{k} - r_I
|
1674 |
|
|
\right|
|
1675 |
|
|
\leq
|
1676 |
|
|
\frac{1}{2 \left\lfloor \frac{h_{MAX}}{r_I} \right\rfloor}.
|
1677 |
|
|
\end{equation}
|
1678 |
|
|
|
1679 |
|
|
|
1680 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1681 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1682 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1683 |
|
|
\section{Acknowledgements}
|
1684 |
|
|
%Section tag: ACK0
|
1685 |
|
|
|
1686 |
|
|
This chapter is the result of work on inexpensive microcontroller
|
1687 |
|
|
arithmetic (and a paper) undertaken in 2000.
|
1688 |
|
|
We would like to gratefully acknowledge the assistance
|
1689 |
|
|
of
|
1690 |
|
|
\index{Bachelis, Greg} Greg Bachelis \cite{bibref:i:gregbachelis},
|
1691 |
|
|
\index{Berman, Robert} Robert Berman \cite{bibref:i:robertberman},
|
1692 |
|
|
\index{Lin, Feng} Feng Lin \cite{bibref:i:fenglin},
|
1693 |
|
|
\index{Sahinidis, Nick} Nick Sahinidis \cite{bibref:i:nicksahinidis},
|
1694 |
|
|
\index{Van Tuyl, Adam} Adam Van Tuyl \cite{bibref:i:adamvantuyl},
|
1695 |
|
|
\index{Schweiger, Carl} Carl Schweiger \cite{bibref:i:carlschweiger},
|
1696 |
|
|
\index{Tindell, Ken} Ken Tindell \cite{bibref:i:kentindell},
|
1697 |
|
|
\index{Vestal, Steve} Steve Vestal \cite{bibref:i:stevevestal},
|
1698 |
|
|
\index{Whitinger, Bob} Bob Whitinger \cite{bibref:i:bobwhitinger},
|
1699 |
|
|
and
|
1700 |
|
|
\index{Stewart, David B.} David B. Stewart \cite{bibref:i:davidbstewart}
|
1701 |
|
|
in finding the areas of
|
1702 |
|
|
mathematics relevant to the rational number selection
|
1703 |
|
|
problem. We would also like to
|
1704 |
|
|
thank
|
1705 |
|
|
\index{Bengtsson, Johan} Johan Bengtsson \cite{bibref:i:johanbengtsson},
|
1706 |
|
|
\index{Burke, Michael J.} Michael J. Burke \cite{bibref:i:michaeljburke},
|
1707 |
|
|
\index{Endicott, Mark} Mark Endicott \cite{bibref:i:markendicott},
|
1708 |
|
|
\index{Eppstein, David} David Eppstein \cite{bibref:i:davideppstein},
|
1709 |
|
|
\index{Munteanu, Mircea} Mircea Munteanu \cite{bibref:i:mirceamunteanu},
|
1710 |
|
|
\index{Gibson, Adam} Adam Gibson \cite{bibref:i:adamgibson},
|
1711 |
|
|
and \index{Virgil} Virgil \cite{bibref:i:virgil}
|
1712 |
|
|
(of the \index{sci.math.num-analysis@\texttt{sci.math.num-analysis} newsgroup}%
|
1713 |
|
|
\texttt{sci.math.num-analysis} newsgroup
|
1714 |
|
|
\cite{bibref:n:scimathnumanalysis})
|
1715 |
|
|
for insight into this problem;
|
1716 |
|
|
\index{Stallings, Cliff} Cliff Stallings \cite{bibref:i:cliffstallings}
|
1717 |
|
|
and
|
1718 |
|
|
\index{Kakos, Robert} Robert Kakos \cite{bibref:i:robertkakos}
|
1719 |
|
|
for support from Wayne State
|
1720 |
|
|
University's College Of Engineering;
|
1721 |
|
|
\index{Groen, Paulette} Paulette Groen \cite{bibref:i:paulettegroen}
|
1722 |
|
|
and
|
1723 |
|
|
\index{Smith, Paula} Paula Smith \cite{bibref:i:paulasmith}
|
1724 |
|
|
for support from \index{Visteon}Visteon;
|
1725 |
|
|
\index{Crosby, Bob} Bob Crosby \cite{bibref:i:bobcrosby}
|
1726 |
|
|
for support
|
1727 |
|
|
from \index{Texas Instruments}Texas Instruments;
|
1728 |
|
|
\index{Zauner, Klaus-Peter} Klaus-Peter Zauner \cite{bibref:i:klauspeterzauner},
|
1729 |
|
|
\index{Blome, Andrea} Andrea Blome \cite{bibref:i:andreablome},
|
1730 |
|
|
\index{Smith, Una} Una Smith \cite{bibref:i:unasmith},
|
1731 |
|
|
\index{Tinnefeld, Karsten} Karsten Tinnefeld \cite{bibref:i:karstentinnefeld},
|
1732 |
|
|
and
|
1733 |
|
|
\index{Franke, Axel} Axel Franke \cite{bibref:i:axelfranke}
|
1734 |
|
|
for other tool
|
1735 |
|
|
and logistical support; and the management
|
1736 |
|
|
team at Visteon for allowing us to pursue this
|
1737 |
|
|
effort in the workplace.
|
1738 |
|
|
|
1739 |
|
|
|
1740 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1741 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1742 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1743 |
|
|
\section{Exercises}
|
1744 |
|
|
%Section tag: EXE0
|
1745 |
|
|
|
1746 |
|
|
\begin{vworkexercisestatement}
|
1747 |
|
|
\label{exe:cfry0:sexe0:01}
|
1748 |
|
|
Prove that Theorem \ref{thm:cfry0:spfs:01}
|
1749 |
|
|
holds in the degenerate cases where $h=1$ and where $k=1$.
|
1750 |
|
|
\end{vworkexercisestatement}
|
1751 |
|
|
\vworkexercisefooter{}
|
1752 |
|
|
|
1753 |
|
|
\begin{vworkexercisestatement}
|
1754 |
|
|
\label{exe:cfry0:sexe0:02}
|
1755 |
|
|
Prove that Theorem \ref{thm:cfry0:spfs:01} holds $\forall i \in \vworkintset$
|
1756 |
|
|
(rather than $\forall i \in \vworkintsetnonneg$) using
|
1757 |
|
|
the slightly amended notion of reducibility that $h/k$ is irreducible iff
|
1758 |
|
|
$\lfloor h \rfloor / k$ is irreducible.
|
1759 |
|
|
\end{vworkexercisestatement}
|
1760 |
|
|
\vworkexercisefooter{}
|
1761 |
|
|
|
1762 |
|
|
\begin{vworkexercisestatement}
|
1763 |
|
|
In Section \ref{cfry0:sgfs0} and Algorithm \ref{alg:cfry0:sgfs0:02}
|
1764 |
|
|
it is stated that for $i \in \vworkintsetnonneg$,
|
1765 |
|
|
$(iN-1)/N$, $i/1$, and $(iN+1)/N$ are consecutive terms in the Farey series
|
1766 |
|
|
or order $N$, $F_N$. Prove that $(iN-1)/N$ and $(iN+1)/N$ are irreducible,
|
1767 |
|
|
and the left and right Farey neighbors to $i/1$.
|
1768 |
|
|
\end{vworkexercisestatement}
|
1769 |
|
|
\vworkexercisefooter{}
|
1770 |
|
|
|
1771 |
|
|
\begin{vworkexercisestatement}
|
1772 |
|
|
Prove that in $F_N$ the maximum distance between terms $1/N$ can occur
|
1773 |
|
|
only adjacent to an integer.
|
1774 |
|
|
\end{vworkexercisestatement}
|
1775 |
|
|
\vworkexercisefooter{}
|
1776 |
|
|
|
1777 |
|
|
|
1778 |
|
|
%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%
|
1779 |
|
|
|
1780 |
|
|
\noindent\begin{figure}[!b]
|
1781 |
|
|
\noindent\rule[-0.25in]{\textwidth}{1pt}
|
1782 |
|
|
\begin{tiny}
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$RCSfile: c_fry0.tex,v $
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$Revision: 1.7 $
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